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Registered advisor
J•••• S•••• B••••
Feed of 09/14/2026
At current firm
1 y
since Mar 27, 2025
In the industry
38 y
since Jan 6, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N•••••• A••••••• BD affiliated currentsince Mar 27, 2025 · Destin, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 10, 2014 to Mar 31, 2025 · Destin, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 15, 2014 · Destin, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Destin, Fl
- M••••• S•••••• D• I••• unclassifiedJan 13, 2006 to Apr 2, 2007 · Pensacola, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 9, 1998 to Feb 6, 2006 · Destin, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• A•••••••left Mar 31, 2025, registered Mar 27, 2025 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 15, 2014, registered Jan 10, 2014 (-5 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••left Feb 6, 2006, registered Jan 13, 2006 (-24 days) · Other
Signals
- J•••• S•••• B•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for N•••••• A••••••• (registered 2025-03-27)Mar 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address