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RIA / WealthAdvisor24 years in industry

MELIA BREEZE KRUMM

Advisor at OXFORD FINANCIAL GROUP, LTD

CARMEL, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 1
Observed: Mar 13, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Melissa Breeze Krumm

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OXFORD FINANCIAL GROUP, LTD
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 25, 2002
First registration: Mar 13, 2002
Dual registered: no
Other names: M BREEZE AIKEY|MELISSA BREEZE AIKEY|M. BREEZE KRUMM|MELISSA BREEZE KRUMM
IAPD individual key: 4372017

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Jan 15, 2025	n/a	yes	CARMEL, IN	Current employment
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 28, 2019	Sep 3, 2021	no	Indianapolis, IN\|MIAMI, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 1, 2016	Aug 23, 2019	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|NEW YORK, NY	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Mar 6, 2014	Jun 24, 2016	no	INDIANAPOLIS, IN	Previous registration
MORGAN STANLEY	Wirehouse	Apr 5, 2013	Jan 31, 2014	no	Indianapolis, IN	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jul 24, 2009	Apr 9, 2013	no	INDIANAPOLIS, IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 17, 2008	Apr 15, 2009	no	INDIANAPOLIS, IN	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jan 14, 2008	Apr 9, 2008	no	INDIANAPOLIS, IN	Previous registration
NORTON CAPITAL MANAGEMENT, INC.	Independent wealth	Mar 13, 2002	Aug 31, 2006	no	NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANCTUARY ADVISORS, LLC	OXFORD FINANCIAL GROUP, LTD	Sep 3, 2021	Jan 15, 2025	1,230	Firm change after gap	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SANCTUARY ADVISORS, LLC	Aug 23, 2019	Aug 28, 2019	5	Firm change	Wirehouse to ibd
ONEAMERICA SECURITIES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 24, 2016	Jul 1, 2016	7	Firm change	Other
MORGAN STANLEY	ONEAMERICA SECURITIES, INC.	Jan 31, 2014	Mar 6, 2014	34	Firm change	Other
ONEAMERICA SECURITIES, INC.	MORGAN STANLEY	Apr 9, 2013	Apr 5, 2013	-4	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	ONEAMERICA SECURITIES, INC.	Apr 15, 2009	Jul 24, 2009	100	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 9, 2008	Apr 17, 2008	8	Firm change	Other
NORTON CAPITAL MANAGEMENT, INC.	NEW ENGLAND SECURITIES CORPORATION	Aug 31, 2006	Jan 14, 2008	501	Firm change after gap	Other

Relationships

Registered with (8)

→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 28, 2019 to Sep 3, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 1, 2016 to Aug 23, 2019factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Mar 6, 2014 to Jun 24, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 5, 2013 to Jan 31, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 17, 2008 to Apr 15, 2009factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 14, 2008 to Apr 9, 2008factForm ADV
→ NORTON CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 13, 2002 to Aug 31, 2006factForm ADV

Dated events

No dated event names this entity yet.