DFX Intelligence

A•••• R••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

A•••• R••••• D••••

Advisor at S••••• W••••• A•••••••• I•••

Indianapolis, IN

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Search this name across graphsid dfx:ria:5262459a-384e-cad4-ae3c-83d944dd7eea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Aug 24, 2026	n/a	yes	Indianapolis, IN	Current employment
O••• B••••• W••••• G•••• L••	Independent wealth	Nov 27, 2024	Oct 14, 2025	no	TARRYTOWN, NY\|Fishers, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• B••••• W••••• G•••• L••	S••••• W••••• A•••••••• I•••	Oct 14, 2025	Aug 24, 2026	314	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O••• B••••• W••••• G•••• L••	Dec 23, 2024	Nov 27, 2024

Relationships

Registered with (4)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ O••• B••••• W••••• G•••• L••Registered adviserregistration: previous registration
Nov 27, 2024 to Oct 14, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 7, 2020 to Dec 23, 2024factForm ADV
→ E••••• J••••

Dated events

Occurred
Oct 14, 2025
Advisor changed firm
A•••• R••••• D•••• left O••• B••••• W••••• G•••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-08-24)
Form ADVobserved 7 days ago
Occurred
Dec 23, 2024
Advisor changed firm
A•••• R••••• D•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O••• B••••• W••••• G•••• L•• (registered 2024-11-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5262459a-384e-cad4-ae3c-83d944dd7eea
First observed: Mar 10, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.