DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• R••••• D••••

S••••• W••••• A•••••••• I•••no RAUMIndianapolis, Indual registrantIAPD 6411486

Certified Financial Planner

Feed of 09/14/2026

Also filed as Allen Duros

At current firm

0 y

since Aug 24, 2026

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Aug 24, 2026 · Indianapolis, In
O••• B••••• W••••• G•••• L•• independent RIA
Nov 27, 2024 to Oct 14, 2025 · Tarrytown, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 7, 2020 to Dec 23, 2024 · Indianapolis, In
E••••• J•••• national BD
Mar 10, 2015 to Dec 8, 2020 · Mccordsville, In

Moves

a registration end followed by a registration begin elsewhere

O••• B••••• W••••• G•••• L•• to S••••• W••••• A•••••••• I•••
left Oct 14, 2025, registered Aug 24, 2026 (314 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••• B••••• W••••• G•••• L••
left Dec 23, 2024, registered Nov 27, 2024 (-26 days) · Wirehouse to independent RIA
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 8, 2020, registered Dec 7, 2020 (-1 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A•••• R••••• D•••• left O••• B••••• W••••• G•••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-08-24)
Oct 14, 2025 · Advisor changed firm · fact
A•••• R••••• D•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O••• B••••• W••••• G•••• L•• (registered 2024-11-27)
Dec 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address