DFX Intelligence

M•••••• B•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••••• B•••• S••••••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Glendale, CA

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Search this name across graphsid dfx:ria:52826c4d-f071-200e-3acd-124b65d3027b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 3, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jun 18, 2025	n/a	yes	NEW YORK, NY\|Glendale, CA	Current employment
S•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Mar 17, 2021	Jul 11, 2025	no	Glendale, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• A•••••••• L••	A••• A••••••• P•••••••	Jul 11, 2025	Jun 18, 2025	-23	Firm change	RIA to RIA
R••••••••• P••••••• O• A••••••	S•••••••• I••••••••• A•••••••• L••	Feb 18, 2021	Mar 17, 2021

Relationships

Registered with (6)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jun 18, 2025 to presentfactForm ADV
→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 17, 2021 to Jul 11, 2025factForm ADV
→ R••••••••• P••••••• O• A••••••Registered adviserregistration: previous registration
Nov 4, 2016 to Feb 18, 2021factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
M•••••• B•••• S•••••••• left S•••••••• I••••••••• A•••••••• L•• for A••• A••••••• P••••••• (registered 2025-06-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52826c4d-f071-200e-3acd-124b65d3027b
First observed: Nov 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.