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RIA / WealthAdvisor21 years in industry

ANNE TAHIM

Advisor at CAPSTONE WEALTH MANAGEMENT, INC

SANTA ANA, CA

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Search this name across graphsid dfx:ria:52942ded-b0fa-7bed-3c64-0c0d0cba7655

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPSTONE WEALTH MANAGEMENT, INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 9, 2005
First registration: Jan 27, 2006
Dual registered: no
Other names: ANNE BAJAJ
IAPD individual key: 4809451

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPSTONE WEALTH MANAGEMENT, INC	State registered	Jan 1, 2026	n/a	yes	SANTA ANA, CA	Current employment
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Apr 1, 2016	Nov 1, 2016	no	ANAHEIM, CA\|CARLSBAD, CA	Previous registration
CAPSTONE WEALTH MANAGEMENT, INC	State registered	Feb 6, 2015	Dec 31, 2020	no	SANTA ANA, CA	Previous registration
ARQUE CAPITAL, LTD.	n/a	Jul 7, 2011	May 11, 2012	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
NMS CAPITAL ASSET MANAGEMENT, INC.	Former SEC adviser	May 31, 2011	Mar 10, 2015	no	BEVERLY HILLS, CA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 24, 2009	Sep 7, 2010	no	ANAHEIM, CA\|RED OAK, IA\|W DES MOINES, IA	Previous registration
SECURA FINANCIAL	Independent wealth	May 28, 2008	Jul 21, 2009	no	ORANGE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 22, 2007	Apr 6, 2009	no	ORANGE, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 27, 2006	Jul 12, 2006	no	NEW YORK, NY\|IRVINE, CA\|ANAHEIM, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPSTONE WEALTH MANAGEMENT, INC	AXXCESS WEALTH MANAGEMENT, LLC	Dec 31, 2020	Apr 1, 2016	-1,735	Firm change after gap	Other
AXXCESS WEALTH MANAGEMENT, LLC	CAPSTONE WEALTH MANAGEMENT, INC	Nov 1, 2016	Jan 1, 2026	3,348	Firm change after gap	Other
NMS CAPITAL ASSET MANAGEMENT, INC.	ARQUE CAPITAL, LTD.	Mar 10, 2015	Jul 7, 2011	-1,342	Firm change after gap	Other
ARQUE CAPITAL, LTD.	CAPSTONE WEALTH MANAGEMENT, INC	May 11, 2012	Feb 6, 2015	1,001	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	NMS CAPITAL ASSET MANAGEMENT, INC.	Sep 7, 2010	May 31, 2011	266	Firm change	Other
SECURA FINANCIAL	VOYA FINANCIAL ADVISORS, INC.	Jul 21, 2009	Jul 24, 2009	3	Firm change	Other
LPL FINANCIAL LLC	SECURA FINANCIAL	Apr 6, 2009	May 28, 2008	-313	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Jul 12, 2006	May 22, 2007	314	Firm change	Other

Relationships

Registered with (8)

→ CAPSTONE WEALTH MANAGEMENT, INCRegistered adviserregistration: previous registration
Feb 6, 2015 to Dec 31, 2020factForm ADV
→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 1, 2016 to Nov 1, 2016factForm ADV
→ NMS CAPITAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 31, 2011 to Mar 10, 2015factForm ADV
→ ARQUE CAPITAL, LTD.Registered adviserregistration: previous registration
Jul 7, 2011 to May 11, 2012factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 24, 2009 to Sep 7, 2010factForm ADV
→ SECURA FINANCIALRegistered adviserregistration: previous registration
May 28, 2008 to Jul 21, 2009factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 22, 2007 to Apr 6, 2009factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 27, 2006 to Jul 12, 2006factForm ADV

Dated events

No dated event names this entity yet.