DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anne Tahim
Feed of 09/14/2026
Also filed as Anne Bajaj
At current firm
0 y
since Jan 1, 2026
In the industry
21 y
since Jun 9, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capstone Wealth Management, Inc state registered currentsince Jan 1, 2026 · Santa Ana, Ca
- Axxcess Wealth Management, LLC independent RIAApr 1, 2016 to Nov 1, 2016 · Anaheim, Ca
- Capstone Wealth Management, Inc state registeredFeb 6, 2015 to Dec 31, 2020 · Santa Ana, Ca
- Arque Capital, Ltd. unclassifiedJul 7, 2011 to May 11, 2012 · Scottsdale, Az
- Nms Capital Asset Management, Inc. formerMay 31, 2011 to Mar 10, 2015 · Beverly Hills, Ca
- Voya Financial Advisors, Inc. BD affiliatedJul 24, 2009 to Sep 7, 2010 · Anaheim, Ca
- Secura Financial independent RIAMay 28, 2008 to Jul 21, 2009 · Orange, Ca
- LPL Financial LLC BD affiliatedMay 22, 2007 to Apr 6, 2009 · Orange, Ca
- Equitable Advisors, LLC national BDJan 27, 2006 to Jul 12, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Capstone Wealth Management, Inc to Axxcess Wealth Management, LLCleft Dec 31, 2020, registered Apr 1, 2016 (-1735 days) · Other
- Axxcess Wealth Management, LLC to Capstone Wealth Management, Incleft Nov 1, 2016, registered Jan 1, 2026 (3348 days) · Other
- Nms Capital Asset Management, Inc. to Arque Capital, Ltd.left Mar 10, 2015, registered Jul 7, 2011 (-1342 days) · Other
- Arque Capital, Ltd. to Capstone Wealth Management, Incleft May 11, 2012, registered Feb 6, 2015 (1001 days) · Other
- Voya Financial Advisors, Inc. to Nms Capital Asset Management, Inc.left Sep 7, 2010, registered May 31, 2011 (266 days) · Other
- Secura Financial to Voya Financial Advisors, Inc.left Jul 21, 2009, registered Jul 24, 2009 (3 days) · Other
- LPL Financial LLC to Secura Financialleft Apr 6, 2009, registered May 28, 2008 (-313 days) · Other
- Equitable Advisors, LLC to LPL Financial LLCleft Jul 12, 2006, registered May 22, 2007 (314 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address