DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• P•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jan 19, 2018 · 22 filings
SEC status approved since Feb 20, 2018
RAUM
$155M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
98%
$152M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$30.9M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
3
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$155M as of Mar 27, 2026
Apr 1, 2019$232M then
HNW client RAUM$66.7M as of Mar 27, 2026
Apr 1, 2019$102M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Apr 1, 20195 then
Employees (5.A)8 as of Mar 27, 2026
Apr 1, 201911 then
Private funds3 as of Mar 27, 2026
Apr 1, 20191 then
RAUM +5.1% over the last fiscal year-1.6% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $30.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $195,663derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 0.7derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$85.1M55%
- High-net-worth individuals$66.7M43%
- Corporations and businesses$2.8M1.8%
- Individual clients
- 342reported
- HNW clients
- 23reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 790reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• D•••• P••••• | Reno, Nv | Nov 30, 2018 | 38 y | 3 |
| M••• A•••••• Z•••• | Show Low, Az | Jun 3, 2021 | 19 y | 0 |
| L••• D•••••• P••••• | Reno, Nv | Jul 30, 2021 | 38 y | 4 |
| T•••••• H•••• | Mamaroneck, Ny | Jun 13, 2024 | 18 y | 1 |
| C•••••• L••••••• C••••••• | Marsing, Id | Dec 16, 2024 | 28 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D•••• M•••••• S•••• to O••••••••• S••••••••• I•••Oct 25, 2024 · RIA to affiliated broker-dealer or bank
- J•••• C••• W••• to V•••• F•••••••• A•••••••• I•••Sep 29, 2020 · RIA to affiliated broker-dealer or bank
- B•••• J••• J••••• to B•••• A•••• M••••••••• I•••Feb 4, 2020 · RIA to RIA
- C•••• A••••• R•••••••• to R•••••• W••••• A•••••••• I•••Apr 15, 2019 · RIA to RIA
- M••• E•••••••• F••••• to W••••••••• P••• I••••••••• A••••••• L••Dec 5, 2018 · RIA to a state-registered adviser
- B•••• J••• J••••• to H•••• S••••• W••••• A•••••••Apr 1, 2015 · Other
- D•••• W•••••• C••• to S•••• T••• I••••••••• A•••••••Apr 29, 2014 · Other
Joined, latest
- T•••••• H•••• from N••••••••• A•••• M••••••••• L••Jun 13, 2024 · Other
- L••• D•••••• P••••• from N••••••••• I••••••••• A•••••••• L••Jul 30, 2021 · Affiliated broker-dealer or bank to independent RIA
- B•••• J••• J••••• from S••••••• A•••• M••••••• L•••••Sep 18, 2019 · RIA to RIA
- J•••• C••• W••• from A••••• A•• P••••••• S•••••••Dec 6, 2018 · Affiliated broker-dealer or bank to independent RIA
- C•••• A••••• R•••••••• from B•••••• F••••••••• L••Jul 7, 2017 · Other
- M••• E•••••••• F••••• from I••••••••• P•••••••• C••••••••• I•••Jun 19, 2017 · Other
- D•••• M•••••• S•••• from T•••• W••••• M••••••••• I•••Nov 25, 2014 · Other
- B•••• J••• J••••• from M••••• S••••••Apr 19, 2013 · Wirehouse to independent RIA
- C•••••• L••••••• C••••••• from C••••••• W••••• M•••••••••Dec 2, 2011 · Other
- J•••••• D•••• P••••• from S••••••••• A•••••• A•••••••• I•••Sep 29, 2011 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E• A••••••••• F•••• L•• | Private Equity Fund | $3.4M | 81 | Mar 30, 2016 |
| E•••••• A•••• S•• | Private Equity Fund | $938,226 | 55 | Mar 21, 2022 |
| E•••••• A•••• S•• I• | Private Equity Fund | $65,549 | 11 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- P•••••• J••••••• D•••• · Ccocontrolsince 01/2011 · owns 75% or more
- P•••••• L•••• D•••••• · Presidentcontrolsince 01/2021 · owns less than 5%
Entity owners
- A••••• E••••• V•••••••• L•• · Member/Passive Investordirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Reno, Nv · principal | 5 | 0 | 0 | ||
| Show Low, Az | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Longmeadow, MA2 employees
- Show Low, AZ2 employees
- Springfield, MA1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 27, 2026performance-based compensation (Item 5.E.6): yes on the filing of 2025-05-15, no on the filing of 2026-03-27peers: WEALTH_I•••••••••, $100M to $500M (5,676)
- business activity changedChange between filings · filing Mar 27, 2026portfolio management for pooled vehicles (Item 5.G.4): yes on the filing of 2025-05-15, no on the filing of 2026-03-27peers: WEALTH_I•••••••••, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 978 to 790May 15, 2025 to Mar 27, 2026
- Advisory activities · 3 to 2May 15, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3.0 to unsetMay 15, 2025 to Mar 27, 2026
- Assets in custody · $2.0M to $0May 15, 2025 to Mar 27, 2026
- Employees · 10 to 8May 15, 2025 to Mar 27, 2026
- Discretionary RAUM · $135M to $145MMay 15, 2025 to Mar 27, 2026
- HNW RAUM · $65.2M to $66.7MMay 15, 2025 to Mar 27, 2026
- Individual RAUM · $76.1M to $85.1MMay 15, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $12.5M to $9.8MMay 15, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · 2978157.0 to unsetMay 15, 2025 to Mar 27, 2026
- RAUM · $147M to $155MMay 15, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 101-250Mar 26, 2025 to May 15, 2025
- Accounts · 1,140 to 978May 8, 2024 to Mar 26, 2025
- Assets in custody · $3.4M to $2.0MMay 8, 2024 to Mar 26, 2025
- Discretionary RAUM · $126M to $135MMay 8, 2024 to Mar 26, 2025
- HNW RAUM · $59.9M to $65.2MMay 8, 2024 to Mar 26, 2025
- Individual RAUM · $77.0M to $76.1MMay 8, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $18.2M to $12.5MMay 8, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $4.5M to $3.0MMay 8, 2024 to Mar 26, 2025
- RAUM · $144M to $147MMay 8, 2024 to Mar 26, 2025
- Other offices · 2 to 6Mar 27, 2024 to May 8, 2024
- Accounts · 803 to 1,140Jun 1, 2023 to Mar 27, 2024
- Corporate clients · unset to 3.0Jun 1, 2023 to Mar 27, 2024
- HNW clients · 29 to 23Jun 1, 2023 to Mar 27, 2024
- Individual clients · 330 to 342Jun 1, 2023 to Mar 27, 2024
- Assets in custody · $7.6M to $3.4MJun 1, 2023 to Mar 27, 2024
- Employees · 11 to 10Jun 1, 2023 to Mar 27, 2024
- Discretionary RAUM · $162M to $126MJun 1, 2023 to Mar 27, 2024
- HNW RAUM · $43.3M to $59.9MJun 1, 2023 to Mar 27, 2024
- Individual RAUM · $108M to $77.0MJun 1, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $0 to $18.2MJun 1, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $11.2M to $4.5MJun 1, 2023 to Mar 27, 2024
- RAUM · $162M to $144MJun 1, 2023 to Mar 27, 2024
- Accounts · 508 to 803Dec 7, 2022 to Mar 31, 2023
- Advisory employees · 6 to 5Dec 7, 2022 to Mar 31, 2023
- HNW clients · 38 to 29Dec 7, 2022 to Mar 31, 2023
- Individual clients · 140 to 330Dec 7, 2022 to Mar 31, 2023
- Pooled vehicle clients · 2 to 3Dec 7, 2022 to Mar 31, 2023
- Assets in custody · $11.1M to $7.6MDec 7, 2022 to Mar 31, 2023
- Employees · 10 to 11Dec 7, 2022 to Mar 31, 2023
Signals
3 dated events
- D•••• M•••••• S•••• left E•••••• P•••••••• L•• for O••••••••• S••••••••• I••• (registered 2025-06-11)Oct 25, 2024 · Advisor changed firm · fact
- Darlene Lori Powell (President) appeared on Schedule A of E•••••• P•••••••• L••Mar 21, 2022 · Control person joined · fact
- E•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@elevagepartners.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-725-1622reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/elevage-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 725-1622reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- elevagepartners.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026