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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

DOUG SCOTT GRAUMANN

Advisor at CHELSEA ADVISORY SERVICES, INC

Ellensburg, WA | STATEN ISLAND, NY

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Search this name across graphsid dfx:ria:5299a600-65e3-bbdf-d484-52111083946f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHELSEA ADVISORY SERVICES, INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 11, 1994
First registration: Feb 23, 2004
Dual registered: yes, broker-dealer
Other names: DOUG SCOTT GRAUMAN|DOUG SCOTT GRAUMAN
IAPD individual key: 2497329

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHELSEA ADVISORY SERVICES, INC	Independent wealth	Aug 27, 2026	n/a	yes	Ellensburg, WA\|STATEN ISLAND, NY	Current employment
DOMINION PORTFOLIO MANAGEMENT, INC.	Independent wealth	Jan 2, 2026	Sep 10, 2026	no	Wenatchee, WA\|TAMPA, FL	Previous registration
DOMINION PORTFOLIO MANAGEMENT, INC.	Independent wealth	Jan 25, 2018	Dec 31, 2025	no	WENATCHEE, WA\|TAMPA, FL	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jan 24, 2012	Dec 31, 2017	no	SEATTLE, WA\|WENATCHEE, WA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Feb 23, 2004	Jan 23, 2012	no	WENATCHEE, WA\|RENTON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DOMINION PORTFOLIO MANAGEMENT, INC.	CHELSEA ADVISORY SERVICES, INC	Sep 10, 2026	Aug 27, 2026	-14	Firm change	RIA to RIA
KMS FINANCIAL SERVICES, INC	DOMINION PORTFOLIO MANAGEMENT, INC.	Dec 31, 2017	Jan 25, 2018	25	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	KMS FINANCIAL SERVICES, INC	Jan 23, 2012	Jan 24, 2012	1	Firm change	Other

Relationships

Registered with (4)

→ CHELSEA ADVISORY SERVICES, INCRegistered adviserregistration: current employment
Aug 27, 2026 to presentfactForm ADV
→ DOMINION PORTFOLIO MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 2, 2026 to Sep 10, 2026factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jan 24, 2012 to Dec 31, 2017factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Feb 23, 2004 to Jan 23, 2012factForm ADV

Dated events

Occurred
Sep 10, 2026
Advisor changed firm
Doug Scott Graumann left Dominion Portfolio Management, Inc. for Chelsea Advisory Services, Inc (registered 2026-08-27)
Form ADVobserved 6 days ago