DFX Intelligence

J••• A•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)46 years in industry

J••• A•••••• C••••••

Advisor at M••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:532096e4-1af7-150e-c3bc-389aa88c4c75

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 10, 2021	n/a	yes	Florham Park, NJ\|Chatham, NJ\|Naples, FL	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 24, 2020	Sep 23, 2021	no	Chatham, NJ\|Naples, FL\|Chatham, NJ\|Naples, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	M••••••	Sep 23, 2021	Sep 10, 2021	-13	Firm change	Ibd to ibd
F•• W••••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2020	Aug 24, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:140195:FL:2021-09-22	Sep 23, 2021	Sep 10, 2021	NAPLES, FL	Firm change
281165:134139:NJ:2020-12-31	Dec 31, 2020	Aug 24, 2020	CHATHAM, NJ	Firm change after gap

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Sep 10, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 24, 2020 to Sep 23, 2021factForm ADV
→ F•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 22, 2016 to Dec 31, 2020factForm ADV
→ F•• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:532096e4-1af7-150e-c3bc-389aa88c4c75
First observed: Jun 24, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.