DFX Intelligence

E•• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E•• C•••••• L•

CRD 138854

ARLINGTON, VA

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Search this name across graphsid dfx:ria:53362a2f-9fde-f78b-09ea-6c75d564a4d6

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 69
Dated events: 11
On other graphs: 5
Observed: Mar 29, 2012 to Sep 4, 2026
70 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

E•• C•••••• L•

Venture manager · shared crd

Independent Sponsorsidentity

E•• C•••••• L•

Capital provider to sponsors · shared crd

Private Equityidentity

E•• C•••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.79 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $6.1B••• Locked
Discretionary RAUM: $6.0B
Private client RAUM: $42.0Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• D••• O••••••••• M••••• F•••• L•	Hedge Fund	$763M	Nov 25, 2024	403	Mar 29, 2012	reported	021-139597
E•• T•••• M••••• F••• L•	Hedge Fund	$567M	Mar 27, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• T••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 20, 2024	Nov 25, 2024
E•• C•••••• L••	OWNER (E•• I••••••••• M•••••• L••)	E	yes	01/2017	Mar 7, 2014	Nov 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• F•••••••• P••••••• L••	n/a	n/a	n/a	Y	yes	n/a
E•• C•• M•••••• L••	n/a	n/a	n/a	Y	yes	n/a
E•• I••••••••• M•••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.1B	$6.5B	-6.3%	$8.6B	-10.9%	44	40	1	1

Relationships

Advises (63)

→ E•• S•••• F•••••••• E••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Feb 4, 2020 to presentfactForm ADV
→ S••••• M••••••• I••••••••• L•Private fundHedge Fund, IA
Feb 25, 2021 to presentfactForm ADV
→ E•• F•••••••• D••• S••••••••• O••••••• F••• L•Private fundOther Private Fund, IA
Nov 25, 2024 to presentfactForm ADV
→ A•••••••• F•••••••• H••••••• I•• L•

Dated events

Occurred
Jan 27, 2026
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 20, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 20, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 20, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53362a2f-9fde-f78b-09ea-6c75d564a4d6
First observed: Mar 29, 2012
Last observed: Sep 4, 2026 19 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.