DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ejf Capital LP
Latest filing Sep 4, 2026
First filing on the tape Mar 29, 2012 · 70 filings
SEC status approved since Jan 27, 2006
RAUM
$6.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.7%
$42.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
19 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$6.1B as of Apr 30, 2026
Mar 29, 2012$1.7B then
HNW client RAUM$8.5M as of Apr 30, 2026
Mar 20, 2025$4.7M then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 23, 20130 then
Employees (5.A)44 as of Apr 30, 2026
Mar 23, 201346 then
Private funds30 as of Apr 30, 2026
Mar 29, 201214 then
RAUM -6.3% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $139MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.8B98%
- Individuals$33.4M0.7%
- Pension and profit-sharing plans$31.5M0.6%
- High-net-worth individuals$8.5M0.2%
- Corporations and businesses$6.6M0.1%
- Individual clients
- 100reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 44reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $33.4M managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.79 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
63 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ejf Debt Opportunities Master Fund, LP | Hedge Fund | $763M | 403 | Mar 29, 2012 |
| Ejf Trups Master Fund LPno longer reported | Hedge Fund | $567M | 50 | Aug 28, 2015 |
| Ejf Opzone Fund I LP | Real Estate Fund | $341M | 420 | Nov 27, 2018 |
| Seneca Mortgage Investments LP | Hedge Fund | $336M | 6 | Feb 25, 2021 |
| Ejf Funding Designated Activity Company | Private Equity Fund | $333M | 1 | May 23, 2018 |
| Ejf Funding Offshore LP | Private Equity Fund | $332M | 2 | May 23, 2018 |
| Ejf Investments Limited | Other Private Fund | $189M | 46 | Sep 29, 2017 |
| Ejf Opzone Fund II LP | Real Estate Fund | $180M | 329 | Aug 17, 2021 |
| Ejf Financial Services Fund, LP | Hedge Fund | $152M | 76 | Mar 29, 2012 |
| Seneca Excess LPno longer reported | Hedge Fund | $100M | 1 | Feb 25, 2021 |
| Rocade Capital Offshore Fund IV LP | Private Equity Fund | $86.7M | 16 | Feb 16, 2022 |
| Ejf Debt Opportunities Master Fund II, LP | Hedge Fund | $86.7M | 23 | Mar 29, 2012 |
| Armadillo Financial Fund III LP | Private Equity Fund | $65.2M | 59 | May 23, 2018 |
| Ejf Tactical Opportunities Fund LP | Hedge Fund | $63.3M | 43 | Jun 8, 2020 |
| Ejf Sidecar Fund, Series LLC - Small Financial Equities Series | Private Equity Fund | $61.8M | 90 | Nov 22, 2017 |
| Rocade Capital Fund IV LP | Private Equity Fund | $58.8M | 69 | Feb 25, 2021 |
| Ejf Ventures Fund LP | Private Equity Fund | $52.9M | 43 | Mar 31, 2022 |
| Ejf Trust Preferred Master Fund LPno longer reported | Private Equity Fund | $46.1M | 113 | Mar 30, 2017 |
| Armadillo Financial Holdings III LP | Private Equity Fund | $39.0M | 2 | May 23, 2018 |
| Beltway Direct Opportunities Fund Series LPno longer reported | Hedge Fund | $35.2M | 5 | Feb 27, 2015 |
| Beltway Strategic Opportunities Fund LPno longer reported | Hedge Fund | $32.5M | 38 | May 30, 2014 |
| Ejf Sfo Offshore Ds LPno longer reported | Private Equity Fund | $22.7M | 3 | Nov 26, 2013 |
| Ejf Sidecar Fund, Series LLC - Series F | Private Equity Fund | $21.7M | 42 | Nov 9, 2016 |
| Armadillo Financial Offshore Fund III LP | Private Equity Fund | $18.4M | 22 | May 23, 2018 |
| Ejf Financial Debt Strategies Fund LP | Other Private Fund | $16.0M | 10 | Nov 25, 2024 |
| Ejf Income Fund Offshore, Ltd. | Hedge Fund | $16.0M | 45 | Mar 30, 2020 |
| Ejf Energy Opportunities Fund LPno longer reported | Hedge Fund | $12.8M | 7 | Jun 12, 2015 |
| Afp Investments I LPno longer reported | Private Equity Fund | $12.5M | 108 | Sep 29, 2017 |
| Ejf Small Financial Equities Fund III LP | Private Equity Fund | $11.8M | 21 | Feb 4, 2020 |
| Ejf Sidecar Fund, Series LLC - Series G | Private Equity Fund | $11.2M | 7 | Nov 25, 2024 |
| Ejf Trust Preferred Parallel Fund LP | Private Equity Fund | $10.7M | 3 | Nov 27, 2018 |
| Ejf Spac Investments Fund LPno longer reported | Hedge Fund | $9.6M | 24 | Aug 26, 2021 |
| Ejf Financial Debt Strategies Offshore Fund LP | Other Private Fund | $9.6M | 2 | Nov 25, 2024 |
| Seneca Excess Fr LP | Hedge Fund | $9.4M | 2 | Mar 30, 2023 |
| Ejf Specialty Finance Opportunities Fund, LPno longer reported | Private Equity Fund | $8.9M | 58 | Nov 26, 2013 |
| Seneca Ejfi Excess LPno longer reported | Hedge Fund | $8.3M | 1 | Feb 25, 2021 |
| Ejf Insurance Trups Fund LPno longer reported | Private Equity Fund | $8.0M | 4 | Nov 9, 2016 |
| Armadillo Financial Fund II LPno longer reported | Private Equity Fund | $7.5M | 108 | Mar 23, 2016 |
| Ejf Spac Investments Master Fund LPno longer reported | Hedge Fund | $6.1M | 1 | Aug 17, 2021 |
| Ejf Trust Preferred Master Fund II LP | Private Equity Fund | $5.7M | 51 | May 23, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Michael Davison · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Joshua Emanuel Friedman · Co-Chief Executive Officercontrolsince 09/2019 · owns 50% to 75%
- James Neal Wilson · Co-Chief Executive Officer/ Chief Financial Officercontrolsince 09/2019 · owns 10% to 25%
Entity owners
- Ejf Capital LLC · Owner (Ejf Investments Manager LLC)indirect · owns 75% or more of Ejf Investments Manager LLC
- White Mountains Capital, Inc. · Owner (Kudu Investment Management, LLC)indirect · owns 75% or more of Kudu Investment Management LLC
- Kudu Investment Management LLC · Member Class I Interestsdirect · owns less than 5%
Related persons
Schedule D 7.A
- Armadillo Financial Partners LLCinvestment advisery
- Ejf Cdo Manager LLCinvestment advisery
- Ejf Investments Manager LLCinvestment advisery
- Nick H. Johnson, P.C.n
- Tfins Manager LLCinvestment advisery
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetApr 30, 2026 to Sep 4, 2026
- Private funds · 30 to unsetApr 30, 2026 to Sep 4, 2026
- Succession · false to unsetApr 30, 2026 to Sep 4, 2026
- Individual clients · 106 to 100Jan 27, 2026 to Mar 30, 2026
- Accounts · 46 to 44Jan 27, 2026 to Mar 30, 2026
- Advisory employees · 20 to 19Jan 27, 2026 to Mar 30, 2026
- Pooled vehicle clients · 33 to 35Jan 27, 2026 to Mar 30, 2026
- Employees · 40 to 44Jan 27, 2026 to Mar 30, 2026
- Discretionary RAUM · $6.5B to $6.0BJan 27, 2026 to Mar 30, 2026
- HNW RAUM · $4.7M to $8.5MJan 27, 2026 to Mar 30, 2026
- Individual RAUM · $16.7M to $33.4MJan 27, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $47.8M to $64.7MJan 27, 2026 to Mar 30, 2026
- Pension RAUM · $126M to $31.5MJan 27, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $4.4B to $4.8BJan 27, 2026 to Mar 30, 2026
- RAUM · $6.5B to $6.1BJan 27, 2026 to Mar 30, 2026
- Succession · true to falseJan 27, 2026 to Mar 30, 2026
- Wrap assets (manager) · $28.5M to $33.4MJan 27, 2026 to Mar 30, 2026
- Business name · EJF CAPITAL LLC to EJF CAPITAL LPMay 19, 2025 to Jan 27, 2026
- Legal name · EJF CAPITAL LLC to EJF CAPITAL LPMay 19, 2025 to Jan 27, 2026
- Organization form · Limited Liability Company to Limited PartnershipMay 19, 2025 to Jan 27, 2026
- Succession · false to trueMay 19, 2025 to Jan 27, 2026
- Financial planning clients · unset to Mar 20, 2025 to May 19, 2025
- Accounts · 236 to 46Nov 25, 2024 to Mar 20, 2025
- Advisory employees · 19 to 20Nov 25, 2024 to Mar 20, 2025
- Corporate clients · 10.0 to unsetNov 25, 2024 to Mar 20, 2025
- Individual clients · unset to 106.0Nov 25, 2024 to Mar 20, 2025
- Pooled vehicle clients · 41 to 33Nov 25, 2024 to Mar 20, 2025
- Employees · 46 to 40Nov 25, 2024 to Mar 20, 2025
- Private funds · 28 to 30Nov 25, 2024 to Mar 20, 2025
- Discretionary RAUM · $6.8B to $6.5BNov 25, 2024 to Mar 20, 2025
- HNW RAUM · unset to 4715585.0Nov 25, 2024 to Mar 20, 2025
- Individual RAUM · unset to 16656825.0Nov 25, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $0 to $47.8MNov 25, 2024 to Mar 20, 2025
- Pension RAUM · $64.5M to $126MNov 25, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $6.4B to $4.4BNov 25, 2024 to Mar 20, 2025
- RAUM · $6.8B to $6.5BNov 25, 2024 to Mar 20, 2025
- Wrap assets (manager) · $33.6M to $28.5MNov 25, 2024 to Mar 20, 2025
- Other offices · 2 to 1Jul 11, 2024 to Nov 25, 2024
- Private funds · 25 to 28Jul 11, 2024 to Nov 25, 2024
- Accounts · 565 to 236Mar 20, 2024 to Mar 25, 2024
Signals
11 dated events
- Ejf Capital Lp reported succeeding to the business of Ejf Capital Lp (Form ADV Item 4)Jan 27, 2026 · Succession (Item 4) · fact
- Thomas Michael Davison (Chief Compliance Officer) appeared on Schedule A of Ejf Capital LpMar 20, 2024 · Control person joined · fact
- David John Pollard (Chief Compliance Officer) no longer on Schedule A of Ejf Capital Lp (listed 2023-06-12, absent 2024-03-20)Mar 20, 2024 · Control person left · inference
- Lynn Erika Gray (Chief Financial Officer) no longer on Schedule A of Ejf Capital Lp (listed 2023-06-12, absent 2024-03-20)Mar 20, 2024 · Control person left · inference
- Brandon Thomas Mayrhofer (Chief Operating Officer) no longer on Schedule A of Ejf Capital Lp (listed 2023-03-30, absent 2023-06-12)Jun 12, 2023 · Control person left · inference
- Lynn Erika Gray (Chief Financial Officer) appeared on Schedule A of Ejf Capital LpMar 31, 2022 · Control person joined · fact
- Raymond Frank Walker (Chief Compliance Officer) no longer on Schedule A of Ejf Capital Lp (listed 2020-09-01, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- David John Pollard (Chief Compliance Officer) appeared on Schedule A of Ejf Capital LpJan 15, 2021 · Control person joined · fact
- Brandon Thomas Mayrhofer (Chief Operating Officer, Chief Financial Officer) appeared on Schedule A of Ejf Capital LpFeb 4, 2020 · Control person joined · fact
- Ejf Capital Lp reported RAUM $13.3B, up 34% from $10.0B (2018-11-27 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Michael Robert Hurley (Chief Financial Officer) no longer on Schedule A of Ejf Capital Lp (listed 2018-11-27, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- EJF Capital LP · Independent Sponsorsshared crd · capital_provider
- EJF Capital LLC · Private Equityshared crd · organization
- EJF Capital LP · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ejf-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ejfopzone.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-997-5728reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Ejf Capital LP is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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