DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• P•••••• W••••• M••••••••• I••
Latest filing Apr 1, 2026
First filing on the tape Oct 8, 2021 · 12 filings
SEC status approved since Nov 8, 2021
RAUM
$533M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
82%
$435M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$533M as of Apr 1, 2026
Mar 2, 2022$386M then
HNW client RAUM$415M as of Apr 1, 2026
Mar 2, 2022$290M then
State-registered IARs (5.B.3)5 as of Apr 1, 2026
Mar 2, 20224 then
Employees (5.A)6 as of Apr 1, 2026
Mar 2, 20225 then
Private funds: no history
RAUM +5.1% over the last fiscal year+12% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.1MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- $391MreportedItem 5.I
- Custody
- $99.9M, 65 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$415M78%
- Corporations and businesses$88.9M17%
- Individuals$20.4M3.8%
- Charitable organizations$8.9M1.7%
- Individual clients
- 51reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 515reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $99.9M for 65 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• C•••• R•••••• | Wellesley, Ma | Jan 24, 2022 | 26 y | 2 |
| T••••••• C•••••• Y••• | Wellesley, Ma | Feb 3, 2022 | 30 y | 2 |
| F•••• X••••• R••••••• | Chapel Hill, Nc | Apr 22, 2022 | 32 y | 2 |
| M••• L•••••• L•••• | Wellesley, Ma | Aug 30, 2022 | 19 y | 0 |
| M•••••• B•••• M•••••••Chartered Financial Analyst | Wellesley, Ma | May 20, 2025 | 17 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• W• K•••• to F••••••• P••••••• A•• W•••••••• A•••••••Apr 21, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• B•••• M••••••• from B•••••• W••••• P•••••••• L••May 20, 2025 · RIA to RIA
- F•••• X••••• R••••••• from W•••• F•••• A•••••••Apr 22, 2022 · Wirehouse to independent RIA
- T••••••• C•••••• Y••• from W•••• F•••• A•••••••Feb 3, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G••• C•••• R•••••• from W•••• F•••• A•••••••Jan 24, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••• W• K•••• from W•••• F•••• A•••••••Jan 24, 2022 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Jan 25, 2022 · Fort Lauderdale, Fl
- 2 joined from W•••• F•••• A•••••••Jan 25, 2022 · Wellesley, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••• M•••• L•••••• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- R•••••••• F•••• · Secretary And Treasurercontrolsince 09/2021 · owns 50% to 75%
- Y•••• T•••••••• C•••••• · Presidentcontrolsince 09/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wellesley, Ma · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 535 to 515Dec 5, 2025 to Mar 17, 2026
- Advisory employees · 3 to 4Dec 5, 2025 to Mar 17, 2026
- Charity clients · 5 to 6Dec 5, 2025 to Mar 17, 2026
- Corporate clients · 5 to 6Dec 5, 2025 to Mar 17, 2026
- HNW clients · 54 to 58Dec 5, 2025 to Mar 17, 2026
- Individual clients · 57 to 51Dec 5, 2025 to Mar 17, 2026
- Assets in custody · $98.5M to $99.9MDec 5, 2025 to Mar 17, 2026
- State-registered IARs · 4 to 5Dec 5, 2025 to Mar 17, 2026
- Discretionary RAUM · $441M to $478MDec 5, 2025 to Mar 17, 2026
- HNW RAUM · $395M to $415MDec 5, 2025 to Mar 17, 2026
- Individual RAUM · $19.2M to $20.4MDec 5, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $66.1M to $55.1MDec 5, 2025 to Mar 17, 2026
- RAUM · $507M to $533MDec 5, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 0Jun 26, 2025 to Oct 21, 2025
- Accounts · 541 to 535Mar 14, 2024 to Mar 27, 2025
- Charity clients · unset to 5.0Mar 14, 2024 to Mar 27, 2025
- HNW clients · 51 to 54Mar 14, 2024 to Mar 27, 2025
- Individual clients · 50 to 57Mar 14, 2024 to Mar 27, 2025
- Assets in custody · $35.5M to $98.5MMar 14, 2024 to Mar 27, 2025
- Discretionary RAUM · $374M to $441MMar 14, 2024 to Mar 27, 2025
- HNW RAUM · $308M to $395MMar 14, 2024 to Mar 27, 2025
- Individual RAUM · $17.2M to $19.2MMar 14, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $30.0M to $66.1MMar 14, 2024 to Mar 27, 2025
- Pension RAUM · 95.0 to unsetMar 14, 2024 to Mar 27, 2025
- RAUM · $404M to $507MMar 14, 2024 to Mar 27, 2025
- Accounts · 496 to 541Oct 16, 2023 to Mar 14, 2024
- HNW clients · 47 to 51Oct 16, 2023 to Mar 14, 2024
- Individual clients · 47 to 50Oct 16, 2023 to Mar 14, 2024
- Assets in custody · $18.5M to $35.5MOct 16, 2023 to Mar 14, 2024
- Discretionary RAUM · $355M to $374MOct 16, 2023 to Mar 14, 2024
- HNW RAUM · $299M to $308MOct 16, 2023 to Mar 14, 2024
- Individual RAUM · $15.7M to $17.2MOct 16, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $28.5M to $30.0MOct 16, 2023 to Mar 14, 2024
- Pension RAUM · $343,579 to $95Oct 16, 2023 to Mar 14, 2024
- RAUM · $384M to $404MOct 16, 2023 to Mar 14, 2024
- Accounts · 475 to 496Sep 14, 2022 to Mar 23, 2023
- Advisory employees · 4 to 3Sep 14, 2022 to Mar 23, 2023
- Corporate clients · unset to 5.0Sep 14, 2022 to Mar 23, 2023
- HNW clients · 52 to 47Sep 14, 2022 to Mar 23, 2023
- Individual clients · 37 to 47Sep 14, 2022 to Mar 23, 2023
Signals
6 dated events
- A••••••••• P•••••• W••••• M••••••••• I•• reported RAUM $507.2M, up 26% from $404.0M (2024-03-14 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Lourdes Mary Lecca (Chief Compliance Officer) appeared on Schedule A of A••••••••• P•••••• W••••• M••••••••• I••Sep 14, 2022 · Control person joined · fact
- J••• W• K•••• left A••••••••• P•••••• W••••• M••••••••• I•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-04-13)Apr 21, 2022 · Advisor changed firm · fact
- 2 advisors left W•••• F•••• A••••••• (Wellesley, MA) for A••••••••• P•••••• W••••• M••••••••• I•• on the same dayJan 25, 2022 · Team lift-out · derived
- 2 advisors left W•••• F•••• A••••••• (Fort Lauderdale, FL) for A••••••••• P•••••• W••••• M••••••••• I•• on the same dayJan 25, 2022 · Team lift-out · derived
- A••••••••• P•••••• W••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Oct 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 781-591-0200reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 781-591-0301reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/argonautica-private-wealth-management-ireportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-591-0200reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026