DFX Intelligence

B••• G••••• W••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

B••• G••••• W••••• A•••••••• I•••

CRD 327326

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53e76693-3272-cb85-a6ef-f80d02775392

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 66
Dated events: 23
On other graphs: 0
Observed: Jan 26, 2024 to Sep 15, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.69 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $0
Private client RAUM: $945Mderived••• Locked
Private client share: 69%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 51
RAUM per advisor: $26.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• S•••	n/a	Houston, TX \| MIAMI, FL	2	20	3	no
A•••••••• T••••	n/a	MIAMI, FL	2	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• U•• I••••••••• S••	SOLE SHAREHOLDER	E	yes	06/2025	Sep 8, 2026	Sep 8, 2026
C••••••• C•••••••• M••••	CHIEF OPERATING OFFICER	Na	yes	08/2024	Sep 8, 2026	Sep 8, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• B••• P••• S•	n/a	n/a	n/a	N	yes	n/a
B•••• B••••• V•••••• A••••••••• C••••••• S•••	n/a	n/a	n/a	N	yes	n/a
B•••• B••••• V•••••• A••••••••• S•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
9	4	5	7.8%	1	0	0	22	4

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$524M	160.6%	n/a	n/a	84	47	2	9

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•• M•••••• A•••••• S••••••••• I•••	3	Nov 30, 2023	Mar 5, 2024	HOUSTON, TX	Team lift out	RIA to new firm	17.6%
P•• M•••••• A•••••• S••••••••• I•••	2	Jun 2, 2021

Relationships

Registered with (55)

← D••••• D••••••Advisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← B••••••• J••• A•••• D• R•••••Advisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← A••••• R••••••• C•••••Advisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← L•••• B•••••• d• l• T••••

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 8, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Sep 8, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Sep 8, 2026
Ria majority owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53e76693-3272-cb85-a6ef-f80d02775392
First observed: Jan 26, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.