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RIA / WealthAdvisor16 years in industry

Roberta Fernandes

Advisor at BBVA GLOBAL WEALTH ADVISORS, INC.

Houston, TX | MIAMI, FL

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Search this name across graphsid dfx:ria:c85cb989-9301-cded-9656-e6bed929d770

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BBVA GLOBAL WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 7, 2021
First registration: Feb 25, 2010
Dual registered: no
Other names: ROBERTA F FERNANDES|ROBERTA F FERNANDES|ROBERTA FIGUEIRA FERNANDES|ROBERTA FERNANDES FIGUEIRA
IAPD individual key: 5555065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BBVA GLOBAL WEALTH ADVISORS, INC.	Independent wealth	Dec 10, 2025	n/a	yes	Houston, TX\|MIAMI, FL	Current employment
BTG PACTUAL ASSET MANAGEMENT US , LLC	Asset manager	Jun 4, 2024	Nov 3, 2025	no	NEW YORK, NY\|Miami, FL	Previous registration
MORGAN STANLEY	Wirehouse	Sep 21, 2021	May 5, 2023	no	Houston, TX\|HOUSTON, TX	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Oct 16, 2014	Jul 15, 2016	no	Miami, FL	Previous registration
MORGAN STANLEY	Wirehouse	Mar 18, 2011	Mar 11, 2013	no	Miami, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 25, 2010	Jan 3, 2011	no	NEW YORK, NY\|MIAMI, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BTG PACTUAL ASSET MANAGEMENT US , LLC	BBVA GLOBAL WEALTH ADVISORS, INC.	Nov 3, 2025	Dec 10, 2025	37	Firm change	Other
MORGAN STANLEY	BTG PACTUAL ASSET MANAGEMENT US , LLC	May 5, 2023	Jun 4, 2024	396	Firm change	Other
SANTANDER SECURITIES	MORGAN STANLEY	Jul 15, 2016	Sep 21, 2021	1,894	Firm change after gap	Other
MORGAN STANLEY	SANTANDER SECURITIES	Mar 11, 2013	Oct 16, 2014	584	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jan 3, 2011	Mar 18, 2011	74	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ BBVA GLOBAL WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ BTG PACTUAL ASSET MANAGEMENT US , LLCRegistered adviserregistration: previous registration
Jun 4, 2024 to Nov 3, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 21, 2021 to May 5, 2023factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Oct 16, 2014 to Jul 15, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 25, 2010 to Jan 3, 2011factForm ADV

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
Roberta Fernandes left Btg Pactual Asset Management Us , Llc for Bbva Global Wealth Advisors, Inc. (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
May 5, 2023
Advisor changed firm
Roberta Fernandes left Morgan Stanley for Btg Pactual Asset Management Us , Llc (registered 2024-06-04)
Form ADVobserved 4 days ago