DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Bbva Global Wealth Advisors, Inc.

Independent wealth managerMiami, FloridaCRD 327326SEC 801-129582websiteIAPD
Latest filing Sep 15, 2026
First filing on the tape Jan 26, 2024 · 19 filings
SEC status approved since Feb 26, 2024
RAUM
$1.4B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
69%
$945M individuals and HNW
Advisors
51
registered through the firm on IAPD
RAUM per advisor
$26.8M
derived; firm RAUM over IAPD count
Employees
84
39 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.4B as of Jun 26, 2026
Mar 21, 2025$524M then
HNW client RAUM$911M as of Jun 26, 2026
Mar 21, 2025$392M then
State-registered IARs (5.B.3)50 as of Jun 26, 2026
Mar 21, 202525 then
Employees (5.A)84 as of Jun 26, 2026
Mar 21, 202547 then
Private funds: no history
RAUM +161% over the last fiscal yearIARs 25 to 50offices 9 to 2
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
RAUM per advisor
$27.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
13derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$1.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
16.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+161%derivedbetween the last two annual amendments
Advisor growth, one year
+64%derivedItem 5.B.3 between annual amendments
Client growth, one year
+78%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program
$25.3MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$911M72%
  • Corporations and businesses$319M25%
  • Individuals$34.3M2.7%
Individual clients
78reported
HNW clients
582reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
792reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.69 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
51 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Alejandro TrejoMiami, FlMar 1, 202419 y0
Jorge Luis Rivas PadillaChartered Financial AnalystHouston, Tx Mar 1, 202414 y2
Victor Pina PineroMiami, FlMar 1, 202411 y0
David SakrHouston, Tx Mar 1, 202420 y3
Ma Esther Palacios De HernandezEl Paso, Tx Mar 6, 202415 y4
Claudio Javier Messa SanabriaMiami, Fl Apr 18, 202415 y1
Jose Andres Martinez MendozaMiami, FlMay 7, 202410 y0
Catalina Maria CadavidMiami, FlMay 28, 202425 y0
Rodrigo Ignacio Morales AramburuChartered Financial AnalystMiami, FlJul 3, 202413 y0
Maria Camila Mantilla GomezMiami, FlJul 3, 202413 y0
Cynthia Guadalupe Ramirez FigueroaMiami, FlJul 18, 202416 y1
Matteo Hernandez-SadaMiami, FlAug 19, 202419 y6
Jose A LauMiami, Fl Oct 10, 202410 y3
Karen Mercedes Quijano MoralesMiami, FlOct 10, 202413 y0
Juan Carlos BacaMiami, FlOct 18, 202414 y0
Giovanni CorradoMiami, FlOct 21, 202411 y0
Marcela Maria GoldenbergMiami, FlOct 24, 202411 y0
Karla Paulina Solorzano ValenciaMiami, FlDec 2, 202416 y0
Juan Guillermo LenisMiami, FlDec 2, 202412 y0
Marisol Garcia De La CruzHouston, Tx Feb 14, 202510 y0
Fredy Jeen RizoMiami, FlMar 13, 202511 y0
Luis Alfredo Valenzuela CassaniMiami, FlApr 28, 202510 y0
Diego Laiz MoyanoMiami, FlMay 29, 202512 y1
Adrian Perez De Vargas MunozChartered Financial AnalystMiami, FlMay 30, 202510 y0
Jessica Estela RodriguezHouston, Tx Jun 2, 202514 y1
Humberto Garcia De Alba CarrilloChartered Financial AnalystMiami, FlJun 10, 202511 y0
Paulo Andres Martinez ClevesMiami, FlJun 13, 202511 y0
Daniel Simon Lizaso TrejoChartered Financial AnalystMiami, FlJul 7, 202510 y1
Andres PilliodMiami, FlJul 25, 202516 y0
Augusto Hector TricottiMiami, FlJul 25, 202510 y0
Rodrigo Reyes De La LuzMiami, FlAug 15, 202511 y0
Gaston Ernesto GuerreroMiami, Fl Aug 27, 202530 y5
Ceciel Joers EdgarMiami, Fl Sep 8, 202511 y0
Gustavo RodriguezMiami, FlSep 19, 202516 y0
Noe Ortiz HernandezMiami, Fl Nov 4, 202510 y1
Jose Maria Restrepo AMiami, FlNov 12, 202513 y0
Luis Leonel GuerreroMiami, Fl Nov 17, 202511 y0
Roberta FernandesHouston, Tx Dec 10, 202516 y5
Jose Carlos Justo DelgadoMiami, FlJan 2, 202614 y2
Michael RicciardiMiami, Fl Jan 14, 202613 y3
All 51 advisors at Bbva Global Wealth Advisors, Inc.
Advisor movement
4 left, 9 joined in 12 months
net +5 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 7.8% of current headcount4 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Maria Catalina Cadavid · Chief Operating Officercontrol
      since 08/2024 · owns less than 5%
    • Humberto Garcia De Alba Carrillo · Chief Executive Officercontrol
      since 03/2025 · owns less than 5%
    • Victor Pina Pinero · Chief Investment Officercontrol
      since 12/2023 · owns less than 5%
    • Giovanni Corrado · Chief Compliance Officer
      since 10/2024 · owns less than 5%
    • Abbay William Graham Jr. · General Counsel
      since 12/2023 · owns less than 5%
    • Isabel Perez Fernandez · Head Of Finance
      since 06/2024 · owns less than 5%
    • Alejandro Trejo · Commercial Head
      since 12/2023 · owns less than 5%
    Entity owners
    • Banco Bilbao Vizcaya Argentaria, S.A. · Owner
      direct · owns 75% or more · public reporting company
    • Bbva Usd Investments, S.A · Sole Shareholder
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Banco Bbva Peru Sa
      n
    • Banco Bilbao Vizcaya Argentaria Colombia S.A.
      n
    • Banco Bilbao Vizcaya Argentaria S.A.
      y
    • Banco Bilbao Vizcaya Argentaria S.A. New York Branch
      y
    • Bbva Asset Management Sa, Sgiic.
      investment adviserpooled vehicle sponsorn
    • Bbva Mexico Sa Institucion De Banca Multiple Grupo Financiero Bbva Mexico
      n
    • Bbva Securities Inc.
      broker-dealern
    • Bbva Valores Colombia Sa Sociedad Comisionista De Bolsa
      broker-dealern
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal50182
    Houston, Tx1582
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    ADV anomalies
    8 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing Sep 15, 2026
      discretionary share of RAUM of 0% against a peer median of 99% (1360 comparable advisers, 0.0th percentile, 33.2 robust deviations)
      peers: independent wealth managers, $1B to $5B (1,360) · 0.0% percentile
    • control person changedChange between filings · filing Sep 8, 2026
      GARCIA DE ALBA CARRILLO, HUMBERTO (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-10-16 and 2026-09-08
      peers: independent wealth managers, $1B to $5B (1,360)
    • new owner headcount expandsCombination · filing Mar 31, 2026
      BBVA USD INVESTMENTS, S.A joined Schedule A on the filing of 2026-09-08; advisors 25.0 to 41.0 between the annual amendments of 2025-03-21 and 2026-03-31
      peers: independent wealth managers, $1B to $5B (1,360)
    • client count surgeChange between filings · filing Mar 31, 2026
      individual and HNW clients (Item 5.D) moved from 370.0 to 660.0 (+78.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +5.0% (1132 comparable advisers, 98.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,132) · 98% percentile
    • office count dropChange between filings · filing Mar 31, 2026
      offices other than the principal office (Item 1.F.5) moved from 9.0 to 2.0 (-78.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was 0.0% (379 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (379) · 0.5% percentile
    • RAUM up 50 %Change between filings · filing Mar 31, 2026
      RAUM (Item 5.F) moved from $523,714,897 to $1,364,604,282 (+161.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +17.0% (1297 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,297) · 99% percentile
    • account count surgeChange between filings · filing Mar 31, 2026
      accounts (Item 5.F.2.f) moved from 403.0 to 792.0 (+97.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,206) · 95% percentile
    • advisor count surgeChange between filings · filing Mar 31, 2026
      advisory representatives (Item 5.B.3) moved from 25.0 to 41.0 (+64.0%) between the annual amendments of 2025-03-21 and 2026-03-31; the peer median change was 0.0% (999 comparable advisers, 97.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (999) · 97% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Financial planning clients · to unset
      Jun 26, 2026 to Sep 8, 2026
    • Succession · false to unset
      Jun 26, 2026 to Sep 8, 2026
    • Advisory employees · 29 to 39
      May 7, 2026 to Jun 26, 2026
    • Employees · 60 to 84
      May 7, 2026 to Jun 26, 2026
    • State-registered IARs · 41 to 50
      May 7, 2026 to Jun 26, 2026
    • Accounts · 665 to 792
      Nov 26, 2025 to Mar 31, 2026
    • Advisory employees · 24 to 29
      Nov 26, 2025 to Mar 31, 2026
    • Corporate clients · 69 to 101
      Nov 26, 2025 to Mar 31, 2026
    • HNW clients · 442 to 582
      Nov 26, 2025 to Mar 31, 2026
    • Individual clients · 121 to 78
      Nov 26, 2025 to Mar 31, 2026
    • Employees · 57 to 60
      Nov 26, 2025 to Mar 31, 2026
    • State-registered IARs · 25 to 41
      Nov 26, 2025 to Mar 31, 2026
    • HNW RAUM · $801M to $911M
      Nov 26, 2025 to Mar 31, 2026
    • Individual RAUM · $64.0M to $34.3M
      Nov 26, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $1.2B to $1.4B
      Nov 26, 2025 to Mar 31, 2026
    • RAUM · $1.2B to $1.4B
      Nov 26, 2025 to Mar 31, 2026
    • Accounts · 403 to 665
      Jun 6, 2025 to Nov 26, 2025
    • Corporate clients · 18 to 69
      Jun 6, 2025 to Nov 26, 2025
    • HNW clients · 312 to 442
      Jun 6, 2025 to Nov 26, 2025
    • Individual clients · 58 to 121
      Jun 6, 2025 to Nov 26, 2025
    • HNW RAUM · $392M to $801M
      Jun 6, 2025 to Nov 26, 2025
    • Individual RAUM · $19.6M to $64.0M
      Jun 6, 2025 to Nov 26, 2025
    • Non-discretionary RAUM · $524M to $1.2B
      Jun 6, 2025 to Nov 26, 2025
    • RAUM · $524M to $1.2B
      Jun 6, 2025 to Nov 26, 2025
    • Financial planning clients · unset to
      May 27, 2025 to Jun 6, 2025
    • Advisory employees · 22 to 24
      Mar 21, 2025 to May 27, 2025
    • Employees · 47 to 57
      Mar 21, 2025 to May 27, 2025
    • Other offices · 9 to 2
      Mar 21, 2025 to May 27, 2025
    • Accounts · 230 to 403
      Oct 16, 2024 to Mar 21, 2025
    • Advisory employees · 17 to 22
      Oct 16, 2024 to Mar 21, 2025
    • Corporate clients · 8 to 18
      Oct 16, 2024 to Mar 21, 2025
    • HNW clients · 193 to 312
      Oct 16, 2024 to Mar 21, 2025
    • Individual clients · 20 to 58
      Oct 16, 2024 to Mar 21, 2025
    • Employees · 36 to 47
      Oct 16, 2024 to Mar 21, 2025
    • State-registered IARs · 18 to 25
      Oct 16, 2024 to Mar 21, 2025
    • Other offices · 7 to 9
      Oct 16, 2024 to Mar 21, 2025
    • HNW RAUM · $313M to $392M
      Oct 16, 2024 to Mar 21, 2025
    • Individual RAUM · $9.4M to $19.6M
      Oct 16, 2024 to Mar 21, 2025
    • Non-discretionary RAUM · $399M to $524M
      Oct 16, 2024 to Mar 21, 2025
    • RAUM · $399M to $524M
      Oct 16, 2024 to Mar 21, 2025
    Signals
    17 dated events
    • Giovanni Corrado no longer holds an investment adviser registration (last listed at Bbva Global Wealth Advisors, Inc. on the 2026-09-15 feed)
      Sep 15, 2026 · Advisor registration ended · derived
    • Joaquin Sanchez Hernandez left Bbva Global Wealth Advisors, Inc. for Banorte Asset Management, Inc. (registered 2026-05-15)
      May 14, 2026 · Advisor changed firm · fact
    • Juan Carlos Sanchez Costes left Bbva Global Wealth Advisors, Inc. for Insigneo Advisory Services, Llc (registered 2026-06-08)
      Apr 29, 2026 · Advisor changed firm · fact
    • Bbva Global Wealth Advisors, Inc. reported 41 state-registered advisory representatives, up from 25 (2025-11-26 to 2026-03-31)
      Mar 31, 2026 · Advisor headcount change · derived
    • Ignacio Antonio Perezanta Ordonez left Bbva Global Wealth Advisors, Inc. for Banorte Asset Management, Inc. (registered 2026-05-26)
      Mar 4, 2026 · Advisor changed firm · fact
    • Mckinzie Valverdy left Bbva Global Wealth Advisors, Inc. for Bull Market Investment Management, Inc. (registered 2026-06-17)
      Jan 6, 2026 · Advisor changed firm · fact
    • Bbva Global Wealth Advisors, Inc. reported RAUM $1.2B, up 131% from $523.7M (2025-06-06 to 2025-11-26)
      Nov 26, 2025 · RAUM change · derived
    • Bbva Global Wealth Advisors, Inc. reported 2 offices beyond its principal office, down from 9 (2025-03-21 to 2025-05-27)
      May 27, 2025 · Office count change · derived
    • Bbva Global Wealth Advisors, Inc. reported RAUM $523.7M, up 31% from $399.0M (2024-10-16 to 2025-03-21)
      Mar 21, 2025 · RAUM change · derived
    • Bbva Global Wealth Advisors, Inc. reported RAUM $399.0M, up 79% from $222.8M (2024-08-14 to 2024-10-16)
      Oct 16, 2024 · RAUM change · derived
    • Bbva Global Wealth Advisors, Inc. reported RAUM $222.8M, up 101% from $111.1M (2024-07-25 to 2024-08-14)
      Aug 14, 2024 · RAUM change · derived
    • Murat Kalkan (Chief Executive Officer) no longer on Schedule A of Bbva Global Wealth Advisors, Inc. (listed 2024-07-25, absent 2024-08-14)
      Aug 14, 2024 · Control person left · inference
    • Bbva Global Wealth Advisors, Inc. reported 9 offices beyond its principal office, up from 1 (2024-06-07 to 2024-07-25)
      Jul 25, 2024 · Office count change · derived
    • Bbva Global Wealth Advisors, Inc. reported 16 state-registered advisory representatives, up from 0 (2024-04-26 to 2024-06-07)
      Jun 7, 2024 · Advisor headcount change · derived
    • Isabel Perez Fernandez (Chief Financial Officer/Head Of Finance) appeared on Schedule A of Bbva Global Wealth Advisors, Inc.
      Jun 7, 2024 · Control person joined · fact
    • Bbva Global Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)
      Jan 26, 2024 · First SEC registration · fact
    • 3 advisors left PNC Managed Account Solutions, Inc. (Houston, TX) for Bbva Global Wealth Advisors, Inc. on the same day
      Nov 30, 2023 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/bbva-global-wealth-advisors-1reportedpublic record, Form ADV, Sep 17, 2026
    Website
    bbvaglobalwealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    3052057752reportedpublic record, Form ADV, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $26.8Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026