D••••• B•••

Advisor at W•••• F•••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53f1d663-88bc-086a-93d0-04e94aac8675

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 30, 2026	n/a	yes	SEAL BEACH, CA\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	May 28, 2014	n/a	yes	SEAL BEACH, CA\|IRVINE, CA\|Long Beach, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• H•••• W••••• M••••••••• L••	W•••• F•••• A•••••••	May 29, 2014	May 28, 2014	-1	Firm change	Other
M••••• S••••••	B•••••• H•••• W••••• M••••••••• L••	Jan 3, 2014	Jan 14, 2014

Relationships

Registered with (6)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 28, 2014 to presentfactForm ADV
→ B•••••• H•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2014 to May 29, 2014factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53f1d663-88bc-086a-93d0-04e94aac8675
First observed: Jul 19, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.