RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Mar 30, 2026 · Seal Beach, Ca
- W•••• F•••• A••••••• wirehouse currentsince May 28, 2014 · Seal Beach, Ca
- B•••••• H•••• W••••• M••••••••• L•• formerJan 14, 2014 to May 29, 2014 · B•••••• H••••, Ca
- M••••• S•••••• wirehouseApr 1, 2010 to Jan 3, 2014 · Minneapolis, Mn
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 11, 2008 · Long Beach, Ca
- M••••• S•••••• D• I••• unclassifiedJul 19, 2006 to Apr 2, 2007 · Torrance, Ca
- B•••••• H•••• W••••• M••••••••• L•• to W•••• F•••• A•••••••left May 29, 2014, registered May 28, 2014 (-1 days) · Other
- M••••• S•••••• to B•••••• H•••• W••••• M••••••••• L••left Jan 3, 2014, registered Jan 14, 2014 (11 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jul 11, 2008, registered Apr 1, 2010 (629 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address