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C•••• T•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C•••• T•••••• R•••••••

Advisor at L••• A•• R•••••••

HIGHLANDS RANCHv, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:545ac817-f24b-bded-e2ff-b442a9e53826

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• A•• R•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••• A•• R•••••••	Independent wealth	Jan 8, 2024	n/a	yes	HIGHLANDS RANCHv, CO	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Nov 15, 2017	Jun 13, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	L••• A•• R•••••••	Jun 13, 2024	Jan 8, 2024	-157	Firm change after gap	RIA to new firm
B••••••••• C•••••• M••••••••• L••	A• W••••• M••••••••• L••	Nov 16, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:328907:CO:2024-06-13	Jun 13, 2024	Jan 8, 2024	HIGHLAND RANCH, CO	Firm change after gap
141413:282580:CO:2017-11-16	Nov 16, 2017	Nov 15, 2017	HIGHLANDS RANCH, CO	Firm change

Relationships

Registered with (3)

→ L••• A•• R•••••••Registered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 15, 2017 to Jun 13, 2024factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 14, 2014 to Nov 16, 2017factForm ADV

Dated events

Occurred
Jun 13, 2024
Advisor changed firm
C•••• T•••••• R••••••• left A• W••••• M••••••••• L•• for L••• A•• R••••••• (registered 2024-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:545ac817-f24b-bded-e2ff-b442a9e53826
First observed: Jul 14, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.