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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

CORNELIUS FRANCIS LEAHEY

Advisor at VICTORY CAPITAL MANAGEMENT INC.

SAN ANTONIO, TX | Rocklin, CA

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Search this name across graphsid dfx:ria:548585b4-afae-bdc7-34f7-4eef5a340c9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VICTORY CAPITAL MANAGEMENT INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 14, 2006
First registration: Dec 15, 2006
Dual registered: yes, broker-dealer
Other names: NEIL FRANCIS LEAHEY|NEIL F LEAHEY|NEIL FRANCIS LEAHY|NEIL FRANCIS LEAHY|CORNELIUS FRANCIS LEAHEY|NEIL FRANCIS LEAHEY
IAPD individual key: 5216592

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VICTORY CAPITAL MANAGEMENT INC.	Asset manager	Aug 14, 2025	n/a	yes	Rocklin, CA\|SAN ANTONIO, TX	Current employment
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Jan 4, 2021	Apr 25, 2025	no	BOSTON, MA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 14, 2008	Dec 31, 2020	no	BOSTON, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2006	Mar 28, 2008	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMUNDI ASSET MANAGEMENT US, INC.	VICTORY CAPITAL MANAGEMENT INC.	Apr 25, 2025	Aug 14, 2025	111	Bulk transfer	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	AMUNDI ASSET MANAGEMENT US, INC.	Dec 31, 2020	Jan 4, 2021	4	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Mar 28, 2008	Apr 14, 2008	17	Firm change	Other

Relationships

Registered with (4)

→ VICTORY CAPITAL MANAGEMENT INC.Registered adviserregistration: current employment
Aug 14, 2025 to presentfactForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 14, 2008 to Dec 31, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 15, 2006 to Mar 28, 2008factForm ADV

Dated events

No dated event names this entity yet.