DFX Intelligence

M•••••• H•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M•••••• H•••••• R••••••••

Advisor at F•••••••• F•••••••• L••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:54be3778-f2a0-825d-2e34-ae82ae350f69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• F•••••••• L••	Independent wealth	May 24, 2024	n/a	yes	BOCA RATON, FL	Current employment
O••••••• B•• W••••• P•••••••	Independent wealth	Jun 1, 2022	Jul 1, 2024	no	PARSIPPANY, NJ\|Chappaqua, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••• B•• W••••• P•••••••	F•••••••• F•••••••• L••	Jul 1, 2024	May 24, 2024	-38	Firm change after gap	RIA to new firm
P•••••• A•••••• G••••• L••	O••••••• B•• W••••• P•••••••	Jun 8, 2022	Jun 1, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:318366:NJ:2022-06-08	Jun 8, 2022	Jun 1, 2022	MORRISTOWN, NJ	Firm change

Relationships

Registered with (5)

→ F•••••••• F•••••••• L••Registered adviserregistration: current employment
May 24, 2024 to presentfactForm ADV
→ O••••••• B•• W••••• P•••••••Registered adviserregistration: previous registration
Jun 1, 2022 to Jul 1, 2024factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jun 19, 2018 to Jun 8, 2022factForm ADV
→ A••••••• S••••••• N••••••

Dated events

Occurred
Jul 1, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 8, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54be3778-f2a0-825d-2e34-ae82ae350f69
First observed: Jun 29, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.