DFX Intelligence

M•••••• A•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••••• A•••• R•••

Advisor at W•••• F•••• A•••••••

DENVER, CO | FORT COLLINS, CO

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Search this name across graphsid dfx:ria:5555f8a3-3b86-3030-a0c7-bd787d06b853

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Apr 24, 2023	n/a	yes	FORT COLLINS, CO\|DENVER, CO	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 8, 2020	Jan 6, 2023	no	FORT COLLINS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Jan 6, 2023	Apr 24, 2023	108	Firm change	Wirehouse to wirehouse
B••••••• I••••••••• S•••••••• I••• •••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 14, 2020

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 28, 2010 to Jun 25, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 8, 2020 to Jan 6, 2023factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Jun 26, 2012 to Jan 14, 2020factForm ADV

Dated events

Occurred
Jan 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5555f8a3-3b86-3030-a0c7-bd787d06b853
First observed: Oct 28, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.