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Registered advisor
M•••••• A•••• R•••
Feed of 09/14/2026
Also filed as M•••••• R•••
At current firm
3 y
since Apr 24, 2023
In the industry
18 y
since Jan 18, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 24, 2023 · Fort Collins, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 8, 2020 to Jan 6, 2023 · Fort Collins, Co
- B••••••• I••••••••• S•••••••• I••• ••••• formerJun 26, 2012 to Jan 14, 2020 · Longmont, Co
- W•••• F•••• A••••••• wirehouseOct 28, 2010 to Jun 25, 2012 · Longmont, Co
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 6, 2023, registered Apr 24, 2023 (108 days) · Wirehouse to wirehouse
- B••••••• I••••••••• S•••••••• I••• ••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 14, 2020, registered Jan 8, 2020 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to B••••••• I••••••••• S•••••••• I••• •••••left Jun 25, 2012, registered Jun 26, 2012 (1 days) · Other
Signals
- M•••••• A•••• R••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2023-04-24)Jan 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address