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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SAMMY CARRASQUILLO

Advisor at STRATEGIC ADVISERS LLC

NEW YORK, NY | WILTON, CT

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Search this name across graphsid dfx:ria:5571209b-d196-e599-8cc5-f4cf04bea7cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 22, 2006
First registration: Feb 28, 2007
Dual registered: yes, broker-dealer
Other names: Sammy Carrasquillo|SAM CARRASQUILLO|SAMMY J CARRASQUILLO|SAMMY JUNITO CARRASQUILLO
IAPD individual key: 5084216

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	WILTON, CT\|NEW YORK, NY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	May 20, 2022	Mar 31, 2025	no	NEW YORK, NY	Previous registration
UNFCU ADVISORS LLC	Other adviser	Aug 9, 2018	Mar 2, 2022	no	New York, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 2, 2015	May 1, 2018	no	NEW YORK, NY\|NEW YORK, NY\|LONG ISLAND CITY, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Dec 13, 2013	Apr 2, 2015	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 10, 2011	Dec 17, 2013	no	FOREST HILLS, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 10, 2011	Dec 17, 2013	no	Forest Hills, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 6, 2010	Mar 9, 2011	no	BROOKLYN, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 19, 2009	no	BROOKLYN, NY\|LONG ISLAND CITY, NY\|LONG ISLAND CITY, NY\|Greenwich, CT\|NEW YORK, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Feb 28, 2007	May 29, 2007	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
UNFCU ADVISORS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 2, 2022	May 20, 2022	79	Firm change	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	UNFCU ADVISORS LLC	May 1, 2018	Aug 9, 2018	100	Firm change	Other
HSBC SECURITIES (USA) INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 2, 2015	Apr 2, 2015	0	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 17, 2013	Mar 10, 2011	-1,013	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 17, 2013	Mar 10, 2011	-1,013	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 9, 2011	Mar 10, 2011	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CHASE INVESTMENT SERVICES CORP.	Dec 19, 2009	Jan 6, 2010	18	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:136572:NY:2018-05-01	May 1, 2018	Aug 9, 2018	LONG ISLAND CITY, NY	Firm change

Relationships

Registered with (10)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
May 20, 2022 to Mar 31, 2025factForm ADV
→ UNFCU ADVISORS LLCRegistered adviserregistration: previous registration
Aug 9, 2018 to Mar 2, 2022factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 2, 2015 to May 1, 2018factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Dec 13, 2013 to Apr 2, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 10, 2011 to Dec 17, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 10, 2011 to Dec 17, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 6, 2010 to Mar 9, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 19, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Feb 28, 2007 to May 29, 2007factForm ADV

Dated events

Occurred
Mar 2, 2022
Advisor changed firm
Sammy Carrasquillo left Unfcu Advisors Llc for Fidelity Personal And Workplace Advisors (registered 2022-05-20)
Form ADVobserved 6 days ago