DFX Intelligence

C•••••••• J••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••••••• J••• G•••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:55d75d53-439a-ed65-7687-136efdd91f5a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 30, 2004	n/a	yes	SARASOTA, FL\|HUDSON, OH\|BEACHWOOD, OH	Current employment
T••••••••• W••••• M••••••••• L••	Former SEC adviser	Jan 22, 2015	Dec 15, 2025	no	BEACHWOOD, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• M••••••••• L••	n/a	Dec 15, 2025	n/a	n/a	Departure no registered destination	Departure
W• G••••••• S••••••••• I•••	L•• F•••••••• L••	Jun 7, 2004	Apr 30, 2004	-38

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 30, 2004 to presentfactForm ADV
→ T••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
→ W• G••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2003 to Jun 7, 2004factForm ADV
→ S••••• M•••• A•••••••Registered adviser

Dated events

Occurred
Dec 15, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55d75d53-439a-ed65-7687-136efdd91f5a
First observed: Nov 12, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.