RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• J••• G•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 30, 2004 · Sarasota, Fl
- T••••••••• W••••• M••••••••• L•• formerJan 22, 2015 to Dec 15, 2025 · Beachwood, Oh
- W• G••••••• S••••••••• I••• unclassifiedSep 26, 2003 to Jun 7, 2004 · Beachwood , Oh
- S••••• M•••• A••••••• formerNov 12, 2002 to Sep 23, 2003 · Beachwood, Oh
- T••••••••• W••••• M••••••••• L•• to no registered destinationleft Dec 15, 2025 · Departure, no registered destination
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 7, 2004, registered Apr 30, 2004 (-38 days) · Other
- S••••• M•••• A••••••• to W• G••••••• S••••••••• I•••left Sep 23, 2003, registered Sep 26, 2003 (3 days) · Other
- C•••••••• J••• G••••••• no longer registered at T••••••••• W••••• M••••••••• L••; no later IA registration on IAPDDec 15, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address