DFX Intelligence

L••• L••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

L••• L••• T••••••

Advisor at S••••••••• W••••• L••

JUPITER, FL

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Search this name across graphsid dfx:ria:55de5064-35d9-f094-379b-9eb01b5da8e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• L••	Independent wealth	Jul 25, 2023	n/a	yes	JUPITER, FL	Current employment
S•• W•••••	Independent wealth	Jan 28, 2015	Aug 19, 2023	no	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	S••••••••• W••••• L••	Aug 19, 2023	Jul 25, 2023	-25	Firm change	Ibd to RIA
B••••• P•••••••• L••	S•• W•••••	Nov 26, 2014	Jan 28, 2015

Relationships

Registered with (5)

→ S••••••••• W••••• L••Registered adviserregistration: current employment
Jul 25, 2023 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Jan 28, 2015 to Aug 19, 2023factForm ADV
→ B••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 31, 2014 to Nov 26, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Aug 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55de5064-35d9-f094-379b-9eb01b5da8e9
First observed: Jul 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.