DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lisa Lynn Tomczak
Feed of 09/14/2026
Also filed as Lisa Lynn Farmer
At current firm
3 y
since Jul 25, 2023
In the industry
32 y
since May 31, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Slatestone Wealth LLC independent RIA currentsince Jul 25, 2023 · Jupiter, Fl
- Svb Wealth independent RIAJan 28, 2015 to Aug 19, 2023 · Palm Beach Gardens, Fl
- Banyan Partners, LLC formerJan 31, 2014 to Nov 26, 2014 · Palm Beach Gardens, Fl
- Ameriprise Financial Services, LLC national BDMar 3, 2011 to Dec 6, 2013 · Aventura, Fl
- Raymond James & Associates, Inc. national BDJul 16, 2007 to Oct 22, 2009 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- Svb Wealth to Slatestone Wealth LLCleft Aug 19, 2023, registered Jul 25, 2023 (-25 days) · Affiliated broker-dealer or bank to independent RIA
- Banyan Partners, LLC to Svb Wealthleft Nov 26, 2014, registered Jan 28, 2015 (63 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Banyan Partners, LLCleft Dec 6, 2013, registered Jan 31, 2014 (56 days) · Other
- Raymond James & Associates, Inc. to Ameriprise Financial Services, LLCleft Oct 22, 2009, registered Mar 3, 2011 (497 days) · Affiliated broker-dealer or bank to another
Signals
- Lisa Lynn Tomczak left Svb Wealth for Slatestone Wealth Llc (registered 2023-07-25)Aug 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address