DFX Intelligence

J•••• A••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

J•••• A••••• G•••••

Advisor at R••••••••• C•••••• M•••••••••

AUSTIN, TX | Dallas, TX

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Search this name across graphsid dfx:ria:563baf56-f3b4-66f3-06e2-abc5549c2360

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jan 13, 2023	n/a	yes	Dallas, TX\|AUSTIN, TX	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 22, 2009	Jan 24, 2023	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|DALLAS, TX\|AUSTIN, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	R••••••••• C•••••• M•••••••••	Jan 24, 2023	Jan 13, 2023	-11	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Oct 20, 2009	Oct 22, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:291361:TX:2023-01-24	Jan 24, 2023	Jan 13, 2023	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 13, 2023 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 22, 2009 to Jan 24, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 17, 2005 to Oct 20, 2009factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jan 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:563baf56-f3b4-66f3-06e2-abc5549c2360
First observed: Sep 17, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.