J•••• A••••• G•••••

• R••••••••• C•••••• M••••••••• BD affiliated current
  since Jan 13, 2023 · Dallas, Tx
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 22, 2009 to Jan 24, 2023 · Austin, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 17, 2005 to Oct 20, 2009 · Austin, Tx
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 17, 2004 to Dec 6, 2004 · Austin, Tx

• U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••
  left Jan 24, 2023, registered Jan 13, 2023 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Oct 20, 2009, registered Oct 22, 2009 (2 days) · Wirehouse to wirehouse
• A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 6, 2004, registered Mar 17, 2005 (101 days) · Affiliated broker-dealer or bank to wirehouse

• ••• Locked
  Jan 24, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address