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L••• A•• D••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

L••• A•• D••

Advisor at I•••••••• F•••••••• A•••••••• L••

Simi Valley, CA

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Search this name across graphsid dfx:ria:a96bb3ab-d8b2-1fef-35f7-e545310eb67f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• F•••••••• A•••••••• L••	Independent wealth	Jan 26, 2026	n/a	yes	Simi Valley, CA	Current employment
B••• O•••• C•••••• M••••••••• L••	n/a	Jan 14, 2021	Nov 22, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O•••• C•••••• M••••••••• L••	I•••••••• F•••••••• A•••••••• L••	Nov 22, 2023	Jan 26, 2026	796	Firm change after gap	Other
V••••• C•••••• M••••••••• L••	B••• O•••• C•••••• M••••••••• L••	Apr 21, 2021

Relationships

Registered with (5)

→ I•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 26, 2026 to presentfactForm ADV
→ B••• O•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 14, 2021 to Nov 22, 2023factForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 7, 2020 to Apr 21, 2021factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

Occurred
Nov 22, 2023
Advisor changed firm
L••• A•• D•• left B••• O•••• C•••••• M••••••••• L•• for I•••••••• F•••••••• A•••••••• L•• (registered 2026-01-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a96bb3ab-d8b2-1fef-35f7-e545310eb67f
First observed: Mar 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.