DFX Intelligence

M•••••• D••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant44 years in industry

M•••••• D••• K•••••

Advisor at I•••••••• F•••••••• A•••••••• L••

Forest, VA | WOBURN, MA

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Search this name across graphsid dfx:ria:13f25c94-56fd-423e-f9aa-75781d04e686

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• F•••••••• A•••••••• L••	Independent wealth	Apr 28, 2022	n/a	yes	Forest, VA\|WOBURN, MA	Current employment
E••••• W•••••• L••	Independent wealth	Jan 3, 2020	Jul 6, 2021	no	Charlotte, NC\|FORT LAUDERD•••, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• W•••••• L••	I•••••••• F•••••••• A•••••••• L••	Jul 6, 2021	Apr 28, 2022	296	Firm change	RIA to RIA
K••••••• C•••••• C•••••••••	E••••• W•••••• L••	Feb 20, 2015	Feb 19, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
10722:174328:CA:2015-02-20	Feb 20, 2015	Feb 19, 2015	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ I•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 28, 2022 to presentfactForm ADV
→ E••••• W•••••• L••Registered adviserregistration: previous registration
Jan 3, 2020 to Jul 6, 2021factForm ADV
→ K••••••• C•••••• C•••••••••Registered adviserregistration: previous registration
Feb 4, 2014 to Feb 20, 2015factForm ADV
→ K•• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13f25c94-56fd-423e-f9aa-75781d04e686
First observed: May 9, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.