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D••••• J•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

D••••• J•••• P••••••

Advisor at W••••• W•••• A•••••••• I••

Escondido, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56802b14-99fc-457d-c75d-8397ecb33e79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W•••• A•••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W•••• A•••••••• I••	Independent wealth	Jul 18, 2023	n/a	yes	Escondido, CA	Current employment
C••••••••• P•••••••• R••••• C•••	Independent wealth	Apr 15, 2022	Jul 21, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• P•••••••• R••••• C•••	W••••• W•••• A•••••••• I••	Jul 21, 2023	Jul 18, 2023	-3	Firm change	RIA to RIA
C• A••••••• S•••••••	C••••••••• P•••••••• R••••• C•••	Apr 4, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112694:172002:CA:2023-07-21	Jul 21, 2023	Jul 18, 2023	ESCONDIDO, CA	Firm change
158173:172002:OH:2016-01-27	Jan 27, 2016	Feb 23, 2016	MIDDLEBURG HEIGHTS, OH	Firm change

Relationships

Registered with (4)

→ W••••• W•••• A•••••••• I••Registered adviserregistration: previous registration
Feb 23, 2016 to Aug 6, 2019factForm ADV
→ C••••••••• P•••••••• R••••• C•••Registered adviserregistration: previous registration
Apr 15, 2022 to Jul 21, 2023factForm ADV
→ C• A••••••• S•••••••Registered adviserregistration: previous registration
Jun 12, 2019 to Apr 4, 2022factForm ADV
→ F••••• W••••• L••

Dated events

Occurred
Jul 21, 2023
Advisor changed firm
D••••• J•••• P•••••• left C••••••••• P•••••••• R••••• C••• for W••••• W•••• A•••••••• I•• (registered 2023-07-18)
Form ADVobserved 7 days ago
Occurred
Apr 4, 2022
Advisor changed firm
D••••• J•••• P•••••• left C• A••••••• S••••••• for C••••••••• P•••••••• R••••• C••• (registered 2022-04-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56802b14-99fc-457d-c75d-8397ecb33e79
First observed: Feb 27, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.