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F••••• W••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••• W••••• L••

CRD 158173

MIDDLEBURG HEIGHTS, OH

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Search this name across graphsid dfx:ria:93b85bcd-b5e1-31c2-8c26-78407e026113

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 6
On other graphs: 0
Observed: Sep 12, 2016 to Sep 2, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $511MItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $511M
Private client RAUM: $502MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••• S••••••• D••••••	Certified Financial Planner	MIDDLEBURG HEIGHTS, OH	15	17	1	no
A•• J•••••••• D••••••	n/a	MIDDLEBURG HEIGHTS, OH	13	17

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• J• D•••••• T•••• U••	PRESIDENT & MANAGING PARTNER	Na	yes	06/2011	Feb 13, 2023	Mar 15, 2024
A•••••• S• D•••••• T•••• U••	FOUNDER & MANAGING PARTNER	E	yes	06/2011	Feb 13, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	14.3%	1	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$511M	$407M	25.6%	$271M	23.6%	12	11	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W••••• W•••• A•••••••• I••	2	Jan 27, 2016	Feb 23, 2016	MIDDLEBURG HEIGHTS, OH	Team lift out	Other	40.0%

Relationships

Registered with (14)

← A••••• J• O••••••Advisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← D••••• J••• Y•••••Advisorregistration: current employment
May 30, 2023 to presentfactForm ADV
← B•••••• J• T•••••••••Advisorregistration: current employment
Jul 26, 2022 to presentfactForm ADV
← M•••••• G•••• B••••

Dated events

Occurred
Apr 1, 2026
Advisor changed firm
Anthony Stanley Biasiotta left F••••• W••••• L•• for Kith & Kin Wealth (registered 2026-04-20)
Form ADVobserved 7 days ago
Occurred
Mar 25, 2026
Regulatory AUM changed
F••••• W••••• L•• reported RAUM $510.8M, up 26% from $406.5M (2025-08-28 to 2026-03-25)
Form ADVobserved 7 days ago
$104M
Occurred
Feb 26, 2024
Advisor changed firm
David A••••• Flegal left F••••• W••••• L•• for Flegal Financial Planning (registered 2024-08-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93b85bcd-b5e1-31c2-8c26-78407e026113
First observed: Sep 12, 2016
Last observed: Sep 2, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.