DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Sep 11, 2024 | n/a | yes | BOSTON, MA | Current employment |
| B•••• A••••••• | Mixed wealth | Jul 7, 2017 | Jan 21, 2025 | no | Boston, MA|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••• A••••••• | J••• M••••• S••••••••• L•• | Jan 21, 2025 | Sep 11, 2024 | -132 | Firm change after gap | RIA to wirehouse |
| E•••• V•••• M••••••••• | B•••• A••••••• | May 22, 2017 | Jul 7, 2017 |
| E•••• V•••• M••••••••• |
| Asset manager |
| Apr 8, 2013 |
| May 22, 2017 |
| no |
| BOSTON, MA |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 6, 2011 | Mar 6, 2013 | no | BOSTON, MA | Previous registration |
| M••••• S•••••• | Wirehouse | Apr 12, 2011 | Oct 14, 2011 | no | Middleton, MA | Previous registration |
| 46 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | E•••• V•••• M••••••••• | Mar 6, 2013 | Apr 8, 2013 | 33 | Firm change | Other |
| M••••• S•••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 14, 2011 | Dec 6, 2011 | 53 | Firm change | Wirehouse to wirehouse |