DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• J•••• K••••

J••• M••••• S••••••••• L••wirehouseBoston, Madual registrantIAPD 5869467

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as J•••••• J•••• K••••

At current firm

2 y

since Sep 11, 2024

In the industry

15 y

since Apr 11, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Sep 11, 2024 · Boston, Ma
B•••• A••••••• mixed wealth
Jul 7, 2017 to Jan 21, 2025 · Boston, Ma
E•••• V•••• M••••••••• asset manager
Apr 8, 2013 to May 22, 2017 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 6, 2011 to Mar 6, 2013 · Boston, Ma
M••••• S•••••• wirehouse
Apr 12, 2011 to Oct 14, 2011 · Middleton, Ma

Moves

a registration end followed by a registration begin elsewhere

B•••• A••••••• to J••• M••••• S••••••••• L••
left Jan 21, 2025, registered Sep 11, 2024 (-132 days) · RIA to wirehouse
E•••• V•••• M••••••••• to B•••• A•••••••
left May 22, 2017, registered Jul 7, 2017 (46 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• V•••• M•••••••••
left Mar 6, 2013, registered Apr 8, 2013 (33 days) · Other
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 14, 2011, registered Dec 6, 2011 (53 days) · Wirehouse to wirehouse

Signals

J•••••• J•••• K•••• left B•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2024-09-11)
Jan 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address