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Advisor at J. W. COLE ADVISORS, INC.
Annapolis, MD | Columbia, MD | TAMPA, FL | GREENBELT, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 16, 2019 | n/a | yes | GREENBELT, MD|TAMPA, FL|Annapolis, MD|Columbia, MD | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Jul 29, 2010 | Apr 23, 2019 | no | GREEN BELT, MD|SARASOTA, FL|ANNAPOLIS, MD|GREENBELT, MD | Previous registration |
| GRADIENT ADVISORS, LLC | Independent wealth | Feb 18, 2010 | Jul 12, 2010 | no | GREENBELT, MD|ARDEN HILLS, MN | Previous registration |
| GRADIENT INVESTMENTS, LLC | Independent wealth | Aug 21, 2009 | Feb 17, 2010 | no | GREENBELT, MD|ARDEN HILLS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | J. W. COLE ADVISORS, INC. | Apr 23, 2019 | Apr 16, 2019 | -7 | Bulk transfer | Ibd to ibd |
| GRADIENT ADVISORS, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Jul 12, 2010 | Jul 29, 2010 | 17 | Firm change | Other |
| GRADIENT INVESTMENTS, LLC | GRADIENT ADVISORS, LLC | Feb 17, 2010 | Feb 18, 2010 | 1 | Firm change | Other |