RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S••••• S•••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Apr 16, 2019 · Greenbelt, Md
- G••••• F•••••••• P•••••• C••••••• I••• formerJul 29, 2010 to Apr 23, 2019 · Green Belt, Md
- G••••••• A•••••••• L•• independent RIAFeb 18, 2010 to Jul 12, 2010 · Greenbelt, Md
- G••••••• I••••••••• L•• independent RIAAug 21, 2009 to Feb 17, 2010 · Greenbelt, Md
- G••••• F•••••••• P•••••• C••••••• I••• to J• W• C••• A•••••••• I•••left Apr 23, 2019, registered Apr 16, 2019 (-7 days) · corporate re-registration, not a move
- G••••••• A•••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Jul 12, 2010, registered Jul 29, 2010 (17 days) · Other
- G••••••• I••••••••• L•• to G••••••• A•••••••• L••left Feb 17, 2010, registered Feb 18, 2010 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address