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V•••••• P•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

V•••••• P•••••• O•••••

Advisor at U•• F•••••••• S••••••• I•••

BOSTON, MA

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Search this name across graphsid dfx:ria:56e7145a-978c-b41f-a83f-99b0fe9b5602

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 3, 2025	n/a	yes	BOSTON, MA	Current employment
A••••• A•••• M••••••••• U•• I•••	Former SEC adviser	Jan 4, 2021	Apr 25, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•••• M••••••••• U•• I•••	U•• F•••••••• S••••••• I•••	Apr 25, 2025	Nov 3, 2025	192	Firm change	Other
A••••• P•••••• I••••••••• A•••• M••••••••• I•••	A••••• A•••• M••••••••• U•• I•••	Dec 31, 2020

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ A••••• A•••• M••••••••• U•• I•••Registered adviserregistration: previous registration
Jan 4, 2021 to Apr 25, 2025factForm ADV
→ A••••• P•••••• I••••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 7, 2010 to Dec 31, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
V•••••• P•••••• O••••• left A••••• A•••• M••••••••• U•• I••• for U•• F•••••••• S••••••• I••• (registered 2025-11-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56e7145a-978c-b41f-a83f-99b0fe9b5602
First observed: May 29, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.