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Advisor at TRANSCE3ND LLC
BUDA, TX | KIRKWOOD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCE3ND LLC | Independent wealth | Oct 24, 2022 | n/a | yes | KIRKWOOD, MO|BUDA, TX | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 29, 2022 | Jan 25, 2023 | no | Kirkwood, MO|TOPEKA, KS | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Jul 7, 2017 | Aug 1, 2022 | no | Crystal City, MO|PONTE VEDRA BEACH, FL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 23, 2007 | Jul 12, 2017 | no | WILDWOOD, MO|KIRKSVILLE, MO|CRYSTAL CITY, MO|CAPE GIRARDEAU, MO | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | May 12, 2006 | Oct 23, 2007 | no | FESTUS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | TRANSCE3ND LLC | Jan 25, 2023 | Oct 24, 2022 | -93 | Firm change after gap | Ibd to RIA |
| KALOS MANAGEMENT | AE WEALTH MANAGEMENT, LLC | Aug 1, 2022 | Jul 29, 2022 | -3 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | KALOS MANAGEMENT | Jul 12, 2017 | Jul 7, 2017 | -5 | Firm change | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Oct 23, 2007 | Oct 23, 2007 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133025:282580:FL:2022-08-01 | Aug 1, 2022 | Jul 29, 2022 | PONTE VEDRA BEACH, FL | Firm change |
| 29604:133025:MO:2017-07-10 | Jul 12, 2017 | Jul 7, 2017 | CAPE GIRARDEAU, MO | Firm change |