DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

DEAN SCOTT MCKENZIE

Advisor at OSAIC ADVISORY SERVICES, LLC

Spokane, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56ff9ae5-ddb4-0248-cee7-dbec9b58e44d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 7, 1996
First registration: Aug 7, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 2781519

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Spokane, WA	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Nov 8, 2024	no	SPOKANE VALLEY, WA\|SPOKANE, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Mar 6, 2015	Nov 6, 2020	no	SEATTLE, WA\|Spokane Valley, WA\|SEATTLE, WA	Previous registration
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 18, 2012	Mar 12, 2015	no	Bellevue, WA\|SPOKANE VALLEY, WA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Aug 7, 2009	Jan 18, 2012	no	RENTON, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
KMS FINANCIAL SERVICES, INC	ARBOR POINT ADVISORS	Nov 6, 2020	Nov 6, 2020	0	Channel change	Ibd to ibd
SIGNATOR FINANCIAL SERVICES, INC.	KMS FINANCIAL SERVICES, INC	Mar 12, 2015	Mar 6, 2015	-6	Firm change	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	SIGNATOR FINANCIAL SERVICES, INC.	Jan 18, 2012	Jan 18, 2012	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Nov 8, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Mar 6, 2015 to Nov 6, 2020factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 18, 2012 to Mar 12, 2015factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Aug 7, 2009 to Jan 18, 2012factForm ADV

Dated events

No dated event names this entity yet.