DFX Intelligence

P•••••• S••••••••• R••••• M•••••• I••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

P•••••• S••••••••• R••••• M•••••• I••• L••

CRD 304443

NEW YORK, NY

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Search this name across graphsid dfx:ria:572b2ca0-242a-f365-221c-b349e4a91a64

Data as of May 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 33
On other graphs: 1
Observed: Jan 8, 2021 to May 7, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

P•••••• S••••••••• R••••• M•••••• I••• L••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.58 institutional_share=0.0 related_bd=true related_bank=true bd_reps=20.0
Regulatory AUM: $26B••• Locked
Discretionary RAUM: $26B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 120

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• S••••••••• R••••• F••• I•• L•••• F•••••• L•	Hedge Fund	$5.5B	May 7, 2026	86	Jun 11, 2021	reported	021-342430
P•••••• S••••••••• R••••• I••••••••• V• L•	Hedge Fund	$2.6B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• L••• M••••••	CHIEF OPERATING OFFICER	Na	yes	03/2019	Mar 31, 2022	Oct 16, 2024
M••••••• J••••••• G••••••	CHIEF L•••• AND BUSINESS AFFAIRS OFFICER	Na	yes	03/2019	Jan 8, 2021	Oct 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• R••••••••• C••••• M••••••••• L••	n/a	ASSET_M••••••	$28B	N	yes	n/a
P•••••• C••••• M••••••••• L••	n/a	ASSET_M••••••	$2.8B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MIAMI BEACH	FL	United States	1	no
Charlotte	Nc	United States	1	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$26B	$35B	-25.9%	$30B	-5.3%	120	128	2	2

Relationships

Affiliated with (4)

→ P•••••• C••••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ P•••••• R••••••••• C••••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ S•••••••• V•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← S•••••••• V•••••••• L••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 7, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-8.4B
Occurred
May 7, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
May 7, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:572b2ca0-242a-f365-221c-b349e4a91a64
First observed: Jan 8, 2021
Last observed: May 7, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← M•••••• D•••••• R•••••OwnerSOLE MEMBER, ownership code E, individual
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• J•••••••• M•••OwnerCO-PRESIDENT, ownership code NA, individual
Sep 19, 2023 to Oct 16, 2024factForm ADV
← S•••••• S••••••• M•••OwnerCO-PRESIDENT, ownership code NA, individual
Oct 16, 2024 to Oct 16, 2024factForm ADV
← M••••••• J••••••• G••••••OwnerCHIEF L•••• AND BUSINESS AFFAIRS OFFICER, ownership code NA, individual
Jan 8, 2021 to Oct 16, 2024factForm ADV
← W••••••• C••••••••• M••••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 9, 2022 to Oct 16, 2024factForm ADV
← P••••••• J•••••• H•••••OwnerHEAD OF R••• E•••••, ownership code NA, individual
Feb 28, 2022 to Oct 16, 2024factForm ADV
← Z•••••• C•••••• L•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 9, 2022 to Oct 16, 2024factForm ADV
← A••••••••• L••• M••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2022 to Oct 16, 2024factForm ADV
← M•••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• C••••••••• H•••••••• L••OwnerSOLE MEMBER, ownership code E, domestic entity
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• H••••••• G•• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• H•••••••• L•OwnerSOLE MEMBER, ownership code E, domestic entity
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• P•••••• L••OwnerPARTNER, ownership code C, domestic entity
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• P••••••• P•••••• L••OwnerSOLE MEMBER, ownership code E, domestic entity
Jan 8, 2021 to Oct 16, 2024factForm ADV
← P•••••• P•• H•••••• L•OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 29, 2024 to Oct 16, 2024factForm ADV