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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

STOCKWELL VENTURES, LLC

CRD 323092

NEW YORK, NY

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Search this name across graphsid dfx:ria:574b9b45-2da3-1778-9ed0-a550dc48d93f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 2
Observed: Jan 18, 2023 to Mar 30, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Stockwell Ventures, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Stockwell Ventures, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $30.0MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $30.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $30.0M
SEC number: 801-127349
CRD: 323092
Filings on the tape: 10
First filed: Jan 18, 2023
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPIRITS OPPORTUNITY FUND I, LP	Private Equity Fund	$30.0M	Aug 7, 2024	3	Mar 29, 2024	reported	021-1974789

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Martina, Justin, Ari	MANAGING DIRECTOR	Na	yes	08/2022	Jan 18, 2023	Aug 7, 2024
MULLEN, DONALD, ROBERT	Chairman	Na	yes	08/2022	Jan 18, 2023	Aug 7, 2024
MULLEN, DONALD, ROBERT	MANAGING MEMBER	E	yes	08/2022	Jan 18, 2023	Aug 7, 2024
MVRE, LLC	SOLE MEMBER	E	yes	05/2023	Jan 18, 2023	Aug 7, 2024
MVRE, LLC	SOLE MEMBER	E	yes	05/2023	Jan 18, 2023	Aug 7, 2024
STWLG HOLDINGS GP, LLC	GENERAL PARTNER	F	yes	05/2023	May 23, 2023	Aug 7, 2024
STWLG HOLDINGS PARENT, LLC	Partner	D	yes	05/2023	May 23, 2023	Aug 7, 2024
STWLG HOLDINGS, LP	MAJORITY OWNER	E	yes	05/2023	May 23, 2023	Aug 7, 2024
WOFU US CORP.	Partner	C	yes	05/2023	May 23, 2023	Aug 7, 2024
ZABALA, CHERYL, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2024	May 7, 2024	Aug 7, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 48

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLC	n/a	Asset manager	$28B	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLC	n/a	Other adviser	$26B	N	yes	n/a
PRETIUM CREDIT MANAGEMENT, LLC	n/a	Asset manager	$2.8B	N	yes	n/a
AMC INSURANCE AGENCY OF TEXAS, INC.	n/a	n/a	n/a	N	yes	n/a
PMN RESIDENTIAL I GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM ALTERNATIVE LOAN FUNDING GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM ARC ACQUISITION GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM CREDIT CLO MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM LEGAL OPPORTUNITIES FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM MEZZANINE CREDIT OPPORTUNITIES FUND I GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM MILE HIGH JV (CORE) MEMBER, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM MILE HIGH JV (INCOME) MEMBER, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM MILE HIGH JV (VALUE) MEMBER, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM MORTGAGE CREDIT PARTNERS I GP, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM OLYMPUS GP, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM PLATFORM MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM REO GP, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM REO II, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM REO, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM RESIDENTIAL CREDIT ANNEX FUND GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM RESIDENTIAL CREDIT FUND II GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM RESIDENTIAL OPPORTUNITIES FUND I GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM RESIDENTIAL REAL ESTATE FUND II GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM SEVEN POINTS GP, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM SFR V AIV 2 GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL FUND III GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL FUND IV GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL FUND V GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL FUND VI GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL INVESTMENTS MANAGER V, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL INVESTMENTS V GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL MANAGER V, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM SINGLE-FAMILY RENTAL MANAGER VI, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM SMA MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND II GP, LP	n/a	n/a	n/a	N	yes	n/a
PRETIUM TRUE NORTH JV GP, LLC	n/a	n/a	n/a	N	yes	n/a
PRNL RESIDENTIAL I GP, LP	n/a	n/a	n/a	N	yes	n/a
PROGRESS RESIDENTIAL BROKERAGE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MIAMI BEACH	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$30.0M	$30.0M	12	5	2	1	n/a
2024	Mar 31, 2025	$30.0M	$30.0M	16	8	2	1	n/a
2023	Mar 29, 2024	$30.0M	$30.0M	12	9	1	1	$30.0M
2022	Mar 31, 2023	n/a	n/a	8	8	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$30.0M	$30.0M	0.0%	n/a	n/a	12	16	2	2

Relationships

Affiliated with (5)

← PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PRETIUM CREDIT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ SPIRITS OPPORTUNITY FUND I, LPPrivate fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV

Controls (8)

← MULLEN, DONALD, ROBERTOwnerMANAGING MEMBER, ownership code E, individual
Jan 18, 2023 to Aug 7, 2024factForm ADV
← ZABALA, CHERYL, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 7, 2024 to Aug 7, 2024factForm ADV
← Martina, Justin, AriOwnerMANAGING DIRECTOR, ownership code NA, individual
Jan 18, 2023 to Aug 7, 2024factForm ADV
← MVRE, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Jan 18, 2023 to Aug 7, 2024factForm ADV
← STWLG HOLDINGS GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
May 23, 2023 to Aug 7, 2024factForm ADV
← STWLG HOLDINGS PARENT, LLCOwnerPARTNER, ownership code D, domestic entity
May 23, 2023 to Aug 7, 2024factForm ADV
← STWLG HOLDINGS, LPOwnerMAJORITY OWNER, ownership code E, domestic entity
May 23, 2023 to Aug 7, 2024factForm ADV
← WOFU US CORP.OwnerPARTNER, ownership code C, domestic entity
May 23, 2023 to Aug 7, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 7, 2024
Control person left
Alexandra Lustig Elgrably (Chief Compliance Officer & General Counsel) no longer on Schedule A of Stockwell Ventures, Llc (listed 2024-03-29, absent 2024-05-07)
Form ADVobserved 5 days ago
Occurred
May 7, 2024
Control person joined
Lynn Cheryl Zabala (Chief Compliance Officer) appeared on Schedule A of Stockwell Ventures, Llc
Form ADVobserved 5 days ago
Occurred
Jan 18, 2023
First Form ADV filing
Stockwell Ventures, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Jun 1, 2026
Stockwell Ventures, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $30.0M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:574b9b45-2da3-1778-9ed0-a550dc48d93f
First observed: Jan 18, 2023
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STOCKWELL VENTURES, LLC

CRD 323092

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:574b9b45-2da3-1778-9ed0-a550dc48d93f

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPIRITS OPPORTUNITY FUND I, LP

Private Equity Fund

$30.0M

Aug 7, 2024

Mar 29, 2024

reported

021-1974789

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Martina, Justin, Ari

MANAGING DIRECTOR

yes

08/2022

Jan 18, 2023

Aug 7, 2024

MULLEN, DONALD, ROBERT

Chairman

yes

08/2022

Jan 18, 2023

Aug 7, 2024

MULLEN, DONALD, ROBERT

MANAGING MEMBER

yes

08/2022

Jan 18, 2023

Aug 7, 2024

MVRE, LLC

SOLE MEMBER

yes

05/2023

Jan 18, 2023

Aug 7, 2024

MVRE, LLC

SOLE MEMBER

yes

05/2023

Jan 18, 2023

Aug 7, 2024

STWLG HOLDINGS GP, LLC

GENERAL PARTNER

yes

05/2023

May 23, 2023

Aug 7, 2024

STWLG HOLDINGS PARENT, LLC

Partner

yes

05/2023

May 23, 2023

Aug 7, 2024

STWLG HOLDINGS, LP

MAJORITY OWNER

yes

05/2023

May 23, 2023

Aug 7, 2024

WOFU US CORP.

Partner

yes

05/2023

May 23, 2023

Aug 7, 2024

ZABALA, CHERYL, LYNN

CHIEF COMPLIANCE OFFICER

yes

05/2024

May 7, 2024

Aug 7, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRETIUM RESIDENTIAL CREDIT MANAGEMENT, LLC

n/a

Asset manager

$28B

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL MANAGER III, LLC

n/a

Other adviser

$26B

yes

n/a

PRETIUM CREDIT MANAGEMENT, LLC

n/a

Asset manager

$2.8B

yes

n/a

AMC INSURANCE AGENCY OF TEXAS, INC.

n/a

yes

n/a

PMN RESIDENTIAL I GP, LP

n/a

yes

n/a

PRETIUM ALTERNATIVE LOAN FUNDING GP, LP

n/a

yes

n/a

PRETIUM ARC ACQUISITION GP, LP

n/a

yes

n/a

PRETIUM CREDIT CLO MANAGEMENT, LLC

n/a

yes

n/a

PRETIUM LEGAL OPPORTUNITIES FUND GP LLC

n/a

yes

n/a

PRETIUM MEZZANINE CREDIT OPPORTUNITIES FUND I GP, LP

n/a

yes

n/a

PRETIUM MILE HIGH JV (CORE) MEMBER, LLC

n/a

yes

n/a

PRETIUM MILE HIGH JV (INCOME) MEMBER, LLC

n/a

yes

n/a

PRETIUM MILE HIGH JV (VALUE) MEMBER, LLC

n/a

yes

n/a

PRETIUM MORTGAGE CREDIT PARTNERS I GP, LLC

n/a

yes

n/a

PRETIUM OLYMPUS GP, LLC

n/a

yes

n/a

PRETIUM PLATFORM MANAGEMENT, LLC

n/a

yes

n/a

PRETIUM REO GP, LLC

n/a

yes

n/a

PRETIUM REO II, LLC

n/a

yes

n/a

PRETIUM REO, LLC

n/a

yes

n/a

PRETIUM RESIDENTIAL CREDIT ANNEX FUND GP, LP

n/a

yes

n/a

PRETIUM RESIDENTIAL CREDIT FUND II GP, LP

n/a

yes

n/a

PRETIUM RESIDENTIAL OPPORTUNITIES FUND I GP, LP

n/a

yes

n/a

PRETIUM RESIDENTIAL REAL ESTATE FUND II GP, LP

n/a

yes

n/a

PRETIUM SECURITIES, LLC

n/a

yes

n/a

PRETIUM SEVEN POINTS GP, LLC

n/a

yes

n/a

PRETIUM SFR V AIV 2 GP, LP

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL FUND III GP, LP

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL FUND IV GP, LP

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL FUND V GP, LP

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL FUND VI GP, LP

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL INVESTMENTS MANAGER V, LLC

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL INVESTMENTS V GP, LP

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL MANAGER V, LLC

n/a

yes

n/a

PRETIUM SINGLE-FAMILY RENTAL MANAGER VI, LLC

n/a

yes

n/a

PRETIUM SMA MANAGER, LLC

n/a

yes

n/a

PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND GP, LP

n/a

yes

n/a

PRETIUM STRUCTURED CREDIT OPPORTUNITIES FUND II GP, LP

n/a

yes

n/a

PRETIUM TRUE NORTH JV GP, LLC

n/a

yes

n/a

PRNL RESIDENTIAL I GP, LP

n/a

yes

n/a

PROGRESS RESIDENTIAL BROKERAGE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

MIAMI BEACH

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$30.0M

n/a

2024

Mar 31, 2025

$30.0M

n/a

2023

Mar 29, 2024

$30.0M

2022

Mar 31, 2023

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$30.0M

0.0%

n/a