DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• S••••••••• R••••• M•••••• I••• L••
Latest filing May 7, 2026
First filing on the tape Jan 8, 2021 · 21 filings
SEC status approved since Feb 11, 2021
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
120
45 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
8
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$26B as of May 7, 2026
Mar 31, 2022$4.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 31, 20220 then
Employees (5.A)120 as of May 7, 2026
Mar 31, 2022104 then
Private funds8 as of May 7, 2026
Mar 31, 20221 then
RAUM -26% over the last fiscal year-5.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $989MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $26B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.58 institutional_share=0.0 related_bd=true related_bank=true bd_reps=20.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• S••••• F••••• R••••• F••• I•• L• | Hedge Fund | $6.6B | 19 | Mar 31, 2023 |
| P•••••• S••••••••• R••••• F••• I•• L•••• F•••••• L• | Hedge Fund | $5.7B | 77 | Jun 11, 2021 |
| P•••••• R••••••••• R••• E••••• F••• I•• L••• | Hedge Fund | $3.8B | 114 | Mar 31, 2023 |
| S••••• F••••• R••••• I• L• | Real Estate Fund | $2.3B | 1 | Mar 31, 2023 |
| P•••••• S••••••••• R••••• I••••••••• V• L• | Hedge Fund | $1.8B | 24 | Mar 31, 2023 |
| P•••••• S••••••••• R••••• F••• V• L• | Hedge Fund | $1.3B | 27 | Mar 31, 2023 |
| P•••••• S••••• F••••• R••••• F••• V•• L• | Hedge Fund | $1.3B | 31 | Mar 31, 2023 |
| P•••••• A•• A••••••••• L• | Hedge Fund | $404M | 3 | Mar 29, 2024 |
| S••••• F••••• R••••• I••• L• | Real Estate Fund | $125M | 1 | Mar 31, 2023 |
| S••••• F••••• R••••• I••••• F•• L•• | Real Estate Fund | $40.4M | 1 | Mar 31, 2023 |
| S••••• F••••• R••••• I••••• F•• L• | Real Estate Fund | $27.5M | 1 | Mar 31, 2023 |
| S••••• F••••• R••••• I•••••• F•• L• | Real Estate Fund | $22.5M | 1 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• L••• M•••••• · Chief Operating Officercontrolsince 03/2019 · owns less than 5%
- M••••••• J••••••• G•••••• · Chief L•••• And Business Affairs Officercontrolsince 03/2019 · owns less than 5%
- M•••••• D•••••• R••••• · Chief Executive Officercontrolsince 03/2019 · owns less than 5%
- P••••••• J•••••• H••••• · Head Of R••• E•••••controlsince 01/2023 · owns less than 5%
- P•••••• J•••••••• M••• · Co-Presidentcontrolsince 10/2024 · owns less than 5%
- S•••••• S••••••• M••• · Co-Presidentcontrolsince 10/2024 · owns less than 5%
- W••••••• C••••••••• M•••••• · Chief Financial Officercontrolsince 04/2021 · owns less than 5%
- Z•••••• C•••••• L••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- M•••••• D•••••• R••••• · Sole Membercontrolsince 06/2005 · owns 75% or more of M•••• L••
- M•••••• D•••••• R••••• · Managing Membercontrolsince 12/2016 · owns 75% or more of P•••••• H••••••• G•• L••
Entity owners
- P•••••• P•••••••• L•• · Managing Memberdirect · owns 75% or more
- M•••• L•• · Managing Memberindirect · owns 75% or more of P•••••• P•••••• L••
- P•••••• C••••••••• H•••••••• L•• · Sole Memberindirect · owns 75% or more of P•••••• P••••••• P•••••• L••
- P•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••••• H•••••••• L•
- P•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••••• P•• H•••••• L•
- P•••••• H•••••••• L• · Sole Memberindirect · owns 75% or more of P•••••• P•• H•••••• L•
- P•••••• P•••••• L•• · Partnerindirect · owns 25% to 50% of P•••••• H•••••••• L•
- P•••••• P••••••• P•••••• L•• · Sole Memberindirect · owns 75% or more of P•••••• P•••••••• L••
- P•••••• P•• H•••••• L• · Sole Memberindirect · owns 75% or more of P•••••• C••••••••• H•••••••• L••
Related persons
Schedule D 7.A
- A•• I•••••••• A••••• O• T•••• I•••real estaten
- P•• R••••••••• I• G•• L•n
- P•••••• A••••••••• L••• F•••••• G•• L•bankpooled vehicle sponsorn
- P•••••• A•• A••••••••• G•• L•pooled vehicle sponsorn
- P•••••• C••••• C•• M••••••••• L••investment advisern
- P•••••• C••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $2.8B
- P•••••• L•••• O••••••••• F••• G•• L••pooled vehicle sponsorn
- P•••••• M•••••••• C••••• O••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• M••••••• C••••• P••••••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• R•• G•• L••bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• A•••• F••• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $28B
- P•••••• R••••••••• O••••••••• F••• I• G•• L•pooled vehicle sponsorn
- P•••••• R••••••••• R••• E••••• F••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• S••••••••• L••broker-dealern
- P•••••• S•• V• A•• 2• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• I•• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• V• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• V• G•• L•pooled vehicle sponsorn
- P•••••• S••••••••• R••••• I••••••••• V• G•• L•pooled vehicle sponsorn
- P•••••• S•• M••••••• L••investment advisern
- P•••••• S••••••••• C••••• O••••••••• F••• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• C••••• O••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P••• R••••••••• I• G•• L•n
- P••••••• R••••••••• B•••••••• S•••••••• L••investment companyn
- P••••••• R••••••••• D••••• S•••••••• L••investment companyn
- R••••••••• H••• O•••• G•• L•n
- R••••••••• H••• O••••••••• F• G•• L•n
Advisers that list P•••••• S••••••••• R••••• M•••••• I••• L•• as a related person
- 323092 n
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
- Miami Beach, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $34,694,973,140 to $25,706,397,102 (-26.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +11.0% (113 comparable advisers, 1.0th percentile of changes)peers: other advisers, $20B and over (113) · 0.9% percentile
What changed
consecutive filings, newest first
- Accounts · 31 to 26Oct 14, 2025 to Mar 30, 2026
- Advisory employees · 52 to 45Oct 14, 2025 to Mar 30, 2026
- BD registered reps · 13 to 20Oct 14, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 15Oct 14, 2025 to Mar 30, 2026
- Assets in custody · $35B to $26BOct 14, 2025 to Mar 30, 2026
- Employees · 128 to 120Oct 14, 2025 to Mar 30, 2026
- Private funds · 13 to 8Oct 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $35B to $26BOct 14, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $23B to $15BOct 14, 2025 to Mar 30, 2026
- RAUM · $35B to $26BOct 14, 2025 to Mar 30, 2026
- Private funds · 12 to 13Jul 10, 2025 to Oct 14, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 10, 2025
- Accounts · 32 to 31Oct 16, 2024 to Mar 28, 2025
- Advisory employees · 40 to 52Oct 16, 2024 to Mar 28, 2025
- BD registered reps · 10 to 13Oct 16, 2024 to Mar 28, 2025
- Assets in custody · $32B to $35BOct 16, 2024 to Mar 28, 2025
- Employees · 117 to 128Oct 16, 2024 to Mar 28, 2025
- Discretionary RAUM · $35B to $35BOct 16, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $23B to $23BOct 16, 2024 to Mar 28, 2025
- RAUM · $35B to $35BOct 16, 2024 to Mar 28, 2025
- Accounts · 29 to 32Sep 19, 2023 to Mar 29, 2024
- Advisory employees · 25 to 40Sep 19, 2023 to Mar 29, 2024
- BD registered reps · 0 to 10Sep 19, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 19Sep 19, 2023 to Mar 29, 2024
- Assets in custody · $30B to $32BSep 19, 2023 to Mar 29, 2024
- Employees · 123 to 117Sep 19, 2023 to Mar 29, 2024
- Other offices · 0 to 2Sep 19, 2023 to Mar 29, 2024
- Private funds · 10 to 12Sep 19, 2023 to Mar 29, 2024
- Discretionary RAUM · $30B to $35BSep 19, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $20B to $23BSep 19, 2023 to Mar 29, 2024
- RAUM · $30B to $35BSep 19, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueJul 19, 2023 to Sep 19, 2023
- Accounts · 3 to 29Jan 3, 2023 to Mar 31, 2023
- Advisory employees · 17 to 25Jan 3, 2023 to Mar 31, 2023
- Advisory activities · 1 to 2Jan 3, 2023 to Mar 31, 2023
- Pooled vehicle clients · 3 to 17Jan 3, 2023 to Mar 31, 2023
- Assets in custody · $4.4B to $30BJan 3, 2023 to Mar 31, 2023
- Employees · 104 to 123Jan 3, 2023 to Mar 31, 2023
- Private funds · 1 to 10Jan 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $4.4B to $30BJan 3, 2023 to Mar 31, 2023
Signals
15 dated events
- P•••••• S••••••••• R••••• M•••••• I••• L•• reported RAUM $25.7B, down 26% from $34.7B (2025-10-14 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Mark Stephen Scherr (Co-President) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Oct 16, 2024 · Control person joined · fact
- Leroi Michael Campbell (Head Of International Real Estate) no longer on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L•• (listed 2023-09-19, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Mark Jonathan Pruzan (President) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Sep 19, 2023 · Control person joined · fact
- Leroi Michael Campbell (Head Of International Real Estate) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Jul 19, 2023 · Control person joined · fact
- P•••••• S••••••••• R••••• M•••••• I••• L•• reported RAUM $30.3B, up 594% from $4.4B (2023-01-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Kimberly Dana Hamilton (Co-Head Of Real Estate) no longer on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L•• (listed 2022-05-09, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- P•••••• S••••••••• R••••• M•••••• I••• L•• reported RAUM $4.4B, up 119% from $2.0B (2022-02-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Michael Lee Alexander (Chief Operating Officer) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Mar 31, 2022 · Control person joined · fact
- Harris Joshua Pristaw (Co-Head Of Real Estate) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Feb 28, 2022 · Control person joined · fact
- (Nmn) Jonathan Ezrow (Chief Financial Officer) no longer on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L•• (listed 2021-06-11, absent 2022-01-09)Jan 9, 2022 · Control person left · inference
- David Brian Mccawley (Chief Compliance Officer) no longer on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L•• (listed 2021-06-11, absent 2022-01-09)Jan 9, 2022 · Control person left · inference
- Lynn Cheryl Zabala (Chief Compliance Officer) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Jan 9, 2022 · Control person joined · fact
- Michael Christopher Weidler (Chief Financial Officer) appeared on Schedule A of P•••••• S••••••••• R••••• M•••••• I••• L••Jan 9, 2022 · Control person joined · fact
- P•••••• S••••••••• R••••• M•••••• I••• L•• filed its initial SEC registration (Form ADV)Jan 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pretium-partners-llc/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pretium.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-257-5757reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P•••••• S••••••••• R••••• M•••••• I••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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