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P•••••• R••••••••• C••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P•••••• R••••••••• C••••• M••••••••• L••

CRD 171026

NEW YORK, NY

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Search this name across graphsid dfx:ria:89b0efaa-8eb1-a851-5004-8cc4c40d86b2

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 13
On other graphs: 4
Observed: Jun 9, 2014 to Aug 27, 2026
41 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• R••••••••• C••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

P•••••• R••••••••• C••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

P•••••• R••••••••• C••••• M••••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.6 institutional_share=0.0 related_bd=true related_bank=true bd_reps=20.0
Regulatory AUM: $28BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••• R••••••••• C••••• F••• I•• L•	Hedge Fund	$8.3B	Oct 16, 2024	840	Feb 25, 2021	reported	021-374621
R••• A••••••••• L•	Hedge Fund	$1.4B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• L••• M••••••	CHIEF OPERATING OFFICER	Na	yes	01/2014	Mar 31, 2022	Oct 16, 2024
B•••••• J•••••••• E•••••	CO-HEAD OF R••••••••• CREDIT	Na	yes	03/2020	Nov 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 47

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• C••••• M••••••••• L••	n/a	ASSET_M••••••	$2.8B	N	yes	n/a
S•••••••• V•••••••• L••	n/a	Former SEC adviser	$30.0M	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	5	yes
Miami	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$28B	$23B	21.3%	$14B	27.6%	110	109	3	3

Relationships

Affiliated with (6)

→ P•••••• C••••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ S•••••••• V•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← P•••••• C••••• M••••••••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← P•••••• S••••••••• R••••• M•••••• I••• L••Registered adviser

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
P•••••• R••••••••• C••••• M••••••••• L•• reported RAUM $29.1B, up 25% from $23.2B (2026-01-23 to 2026-03-30)
Form ADVobserved 7 days ago
$5.9B
Occurred
Mar 28, 2025
Regulatory AUM changed
P•••••• R••••••••• C••••• M••••••••• L•• reported RAUM $23.2B, up 52% from $15.3B (2025-01-06 to 2025-03-28)
Form ADVobserved 7 days ago
$7.9B
Occurred
Oct 16, 2024
Control person joined
Mark Stephen Scherr (Co-President) appeared on Schedule A of P•••••• R••••••••• C••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89b0efaa-8eb1-a851-5004-8cc4c40d86b2
First observed: Jun 9, 2014
Last observed: Aug 27, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (16)

← M•••••• D•••••• R•••••OwnerSOLE M•••••, ownership code E, individual
Jun 9, 2014 to Oct 16, 2024factForm ADV
← B•••••• J•••••••• E•••••OwnerCO-HEAD OF R••••••••• CREDIT, ownership code NA, individual
Nov 30, 2018 to Oct 16, 2024factForm ADV
← P•••••• J•••••••• M•••OwnerCO-PRESIDENT, ownership code NA, individual
Sep 19, 2023 to Oct 16, 2024factForm ADV
← S•••••• S••••••• M•••OwnerCO-PRESIDENT, ownership code NA, individual
Oct 16, 2024 to Oct 16, 2024factForm ADV
← N••••••• M••••••• D••••OwnerCO-HEAD OF R••••••••• CREDIT, ownership code NA, individual
Mar 30, 2020 to Oct 16, 2024factForm ADV
← M••••••• J••••••• G••••••OwnerCHIEF L•••• AND BUSINESS AFFAIRS OFFICER, ownership code NA, individual
Jul 27, 2016 to Oct 16, 2024factForm ADV
← W••••••• C••••••••• M••••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 9, 2022 to Oct 16, 2024factForm ADV
← Z•••••• C•••••• L•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 9, 2022 to Oct 16, 2024factForm ADV
← A••••••••• L••• M••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2022 to Oct 16, 2024factForm ADV
← M•••• L••OwnerMANAGING M•••••, ownership code E, domestic entity
Sep 20, 2017 to Oct 16, 2024factForm ADV
← P••• H•••••••• L••OwnerMANAGING M•••••, ownership code E, domestic entity
Jun 9, 2014 to Oct 16, 2024factForm ADV
← P•••••• C••••••••• H•••••••• L••OwnerSOLE M•••••, ownership code E, domestic entity
Mar 30, 2020 to Oct 16, 2024factForm ADV
← P•••••• H••••••• G•• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2017 to Oct 16, 2024factForm ADV
← P•••••• P••••• L••OwnerPARTNER, ownership code D, domestic entity
Mar 30, 2017 to Oct 16, 2024factForm ADV
← P•••••• P••••••• P•••••• L••OwnerSOLE M•••••, ownership code E, domestic entity
Mar 30, 2020 to Oct 16, 2024factForm ADV
← P•••••• P•• H•••••• L•OwnerSOLE M•••••, ownership code E, domestic entity
Mar 29, 2024 to Oct 16, 2024factForm ADV

2025	Mar 30, 2026	$29B	$29B	110	30	3	11	n/a
2024	Mar 28, 2025	$23B	$23B	109	33	3	8	n/a
2023	Mar 29, 2024	$15B	$15B	100	26	2	7	$10B
2022	Mar 31, 2023	$14B	$14B	144	22	1	3	$9.9B
2021	Mar 31, 2022	$11B	$11B	101	16	1	8	$4.9B
2020	Mar 31, 2021	$4.7B	$4.7B	68	20	1	2	$4.0B
2019	Mar 30, 2020	$3.3B	$3.3B	53	18	1	1	$3.3B
2018	Mar 29, 2019	$3.7B	$3.7B	56	18	1	1	$3.7B
2017	Mar 28, 2018	$3.5B	$3.5B	52	20	1	1	$3.5B
2016	Mar 30, 2017	$3.3B	$3.3B	40	20	n/a	1	$3.3B
2015	Mar 30, 2016	$2.4B	$2.2B	50	30	n/a	1	$2.2B
2014	Mar 25, 2015	$839M	$639M	46	30	n/a	1	$639M