DFX Intelligence

C••••••••• R••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

C••••••••• R••••• H•••••

Advisor at M••••••

Palm Beach Gardens, FL | MANASQUAN, NJ

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Search this name across graphsid dfx:ria:57374673-3677-d0cf-0930-50747186781e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 29, 2016	n/a	yes	MANASQUAN, NJ\|Palm Beach Gardens, FL	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Jul 22, 2014	Dec 31, 2018	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	M•••••• W••••• A•••••••	Jan 10, 2019	Jul 22, 2014	-1,633	Firm change after gap	Other
L•••••• I•••••••••	C•••••• A•••••••	Jan 10, 2019	Jun 4, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
171018:140195:KS:2018-12-31	Dec 31, 2018	Sep 29, 2016	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (6)

→ M••••••Registered adviserregistration: current employment
Sep 29, 2016 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2012 to Jan 10, 2019factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jun 1, 2012 to Jan 10, 2019factForm ADV
→ M•••••• W••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57374673-3677-d0cf-0930-50747186781e
First observed: Jul 26, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.