DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S•••••••• V•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 18, 2023 · 10 filings
SEC status approved since Feb 17, 2023
RAUM
$30.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$30.0M as of Mar 30, 2026
Mar 29, 2024$30.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20230 then
Employees (5.A)12 as of Mar 30, 2026
Mar 31, 20238 then
Private funds1 as of Mar 30, 2026
Mar 29, 20241 then
RAUM +0.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $30.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$30.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $30.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• O••••••••• F••• I• L• | Private Equity Fund | $30.0M | 3 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• J•••••• A•• · Managing D•••••Orcontrolsince 08/2022 · owns less than 5%
- M•••••• D•••••• R••••• · Chairmancontrolsince 08/2022 · owns less than 5%
- Z•••••• C•••••• L••• · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- M•••••• D•••••• R••••• · Managing M•••••controlsince 08/2022 · owns 75% or more of M•••• L••
Entity owners
- S•••• H•••••••• L• · Majority O••••direct · owns 75% or more
- M•••• L•• · Sole M•••••indirect · owns 75% or more of S•••• H••••••• P•••••• L••
- M•••• L•• · Sole M•••••indirect · owns 75% or more of S•••• H••••••• G•• L••
- S•••• H••••••• G•• L•• · General Partnerindirect · owns F of S•••• H•••••••• L•
- S•••• H••••••• P•••••• L•• · Partnerindirect · owns 50% to 75% of S•••• H•••••••• L•
- W••• U• C•••• · Partnerindirect · owns 25% to 50% of S•••• H•••••••• L•
Related persons
Schedule D 7.A
- A•• I•••••••• A••••• O• T••••• I•••real estaten
- P•• R••••••••• I• G•• L•n
- P•••••• A••••••••• L••• F•••••• G•• L•bankpooled vehicle sponsorn
- P•••••• A•• A••••••••• G•• L•pooled vehicle sponsorn
- P•••••• C••••• C•• M••••••••• L••investment advisern
- P•••••• C••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $2.8B
- P•••••• L•••• O••••••••• F••• G• L••pooled vehicle sponsorn
- P•••••• M•••••••• C••••• O••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• M••• H••• J• ••••• M•••••• L••investment advisern
- P•••••• M••• H••• J• ••••••• M•••••• L••investment advisern
- P•••••• M••• H••• J• •••••• M•••••• L••investment advisern
- P•••••• M••••••• C••••• P••••••• I• G•• L••bankpooled vehicle sponsorn
- P•••••• O•••••• G•• L••investment advisern
- P•••••• P••••••• M••••••••• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R•• G•• L••bankpooled vehicle sponsorn
- P•••••• R•• I•• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R••• L••investment adviserbankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• A•••• F••• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• R••••••••• C••••• M••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $28B
- P•••••• R••••••••• O••••••••• F••• I• G•• L•pooled vehicle sponsorn
- P•••••• R••••••••• R••• E••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• L••broker-dealern
- P•••••• S•••• P••••• G•• L••investment advisern
- P•••••• S•• V• A•• 2• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• I•• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• I• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• V• G•• L•bankpooled vehicle sponsorn
- P•••••• S••••••••• R••••• F••• V• G•• L•pooled vehicle sponsorn
- P•••••• S••••••••• R••••• I••••••••• M•••••• V• L••investment adviserpooled vehicle sponsorn
Advisers that list S•••••••• V•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Miami Beach, FL1 employees
What changed
consecutive filings, newest first
- Advisory employees · 8 to 5Sep 12, 2025 to Mar 30, 2026
- Employees · 16 to 12Sep 12, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 10, 2025
- Advisory employees · 9 to 8Aug 7, 2024 to Mar 31, 2025
- Assets in custody · unset to 30000000.0Aug 7, 2024 to Mar 31, 2025
- Custody of client assets · false to trueAug 7, 2024 to Mar 31, 2025
- Employees · 12 to 16Aug 7, 2024 to Mar 31, 2025
- Other offices · 1 to 2Aug 7, 2024 to Mar 31, 2025
- Accounts · unset to 1.0May 23, 2023 to Mar 29, 2024
- Advisory employees · 8 to 9May 23, 2023 to Mar 29, 2024
- Pooled vehicle clients · unset to 1.0May 23, 2023 to Mar 29, 2024
- Employees · 8 to 12May 23, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetMay 23, 2023 to Mar 29, 2024
- Private funds · unset to 1May 23, 2023 to Mar 29, 2024
- Discretionary RAUM · unset to 30000000.0May 23, 2023 to Mar 29, 2024
- Non-discretionary RAUM · unset to 0.0May 23, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · unset to 30000000.0May 23, 2023 to Mar 29, 2024
- RAUM · unset to 30000000.0May 23, 2023 to Mar 29, 2024
- Related broker-dealer · false to trueMay 23, 2023 to Mar 29, 2024
- Advisory employees · 5 to 8Jan 18, 2023 to Mar 31, 2023
- Employees · 6 to 8Jan 18, 2023 to Mar 31, 2023
Signals
4 dated events
- S•••••••• V•••••••• L•• no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $30.0M)Jun 1, 2026 · Left the SEC roster · derived
- Alexandra Lustig Elgrably (Chief Compliance Officer & General Counsel) no longer on Schedule A of S•••••••• V•••••••• L•• (listed 2024-03-29, absent 2024-05-07)May 7, 2024 · Control person left · inference
- Lynn Cheryl Zabala (Chief Compliance Officer) appeared on Schedule A of S•••••••• V•••••••• L••May 7, 2024 · Control person joined · fact
- S•••••••• V•••••••• L•• filed its initial SEC registration (Form ADV)Jan 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• V•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••••••• V•••••••• L•• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026