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Advisor at TRANSCE3ND LLC
BUDA, TX | KIRKWOOD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSCE3ND LLC | Independent wealth | Oct 31, 2022 | n/a | yes | BUDA, TX|KIRKWOOD, MO | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 29, 2022 | Jan 18, 2023 | no | TOPEKA, KS|Kirkwood, MO | Previous registration |
| KALOS MANAGEMENT | Former SEC adviser | Jul 7, 2017 | Aug 1, 2022 | no | PONTE VEDRA BEACH, FL|Sunset Hills, MO | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 18, 2011 | Jul 10, 2017 | no | WILDWOOD, MO|KIRKSVILLE, MO|ST. LOUIS, MO|CRYSTAL CITY, MO|CRYSTAL CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | TRANSCE3ND LLC | Jan 18, 2023 | Oct 31, 2022 | -79 | Firm change after gap | Ibd to RIA |
| KALOS MANAGEMENT | AE WEALTH MANAGEMENT, LLC | Aug 1, 2022 | Jul 29, 2022 | -3 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | KALOS MANAGEMENT | Jul 10, 2017 | Jul 7, 2017 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133025:282580:MO:2022-08-01 | Aug 1, 2022 | Jul 29, 2022 | SUNSET HILLS, MO | Firm change |
| 29604:133025:MO:2017-07-10 | Jul 10, 2017 | Jul 7, 2017 | CRYSTAL CITY, MO | Firm change |