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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

TIMOTHY J. PEPPER

Advisor at STRATEGIC ADVISERS LLC

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:5776c724-9509-bef4-727b-b0933ada53d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 15, 2007
First registration: Feb 15, 2011
Dual registered: yes, broker-dealer
Other names: TIMOTHY JOSEPH PEPPER|TIMOTHY PEPPER|TIMOTHY JOSEPH PEPPER|TIMOTHY PEPPER|Timothy J. Pepper|TIMOTHY J PEPPER
IAPD individual key: 2668475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Nov 12, 2025	n/a	yes	PHILADELPHIA, PA	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Nov 27, 2023	no	Radnor, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 17, 2017	Sep 7, 2023	no	Philadelphia, PA\|RADNOR, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 17, 2017	Oct 14, 2022	no	PHILADELPHIA, PA\|Radnor, PA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 9, 2015	Dec 16, 2016	no	King of Prussia, PA\|ARLINGTON, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 21, 2013	Dec 3, 2015	no	ABSECON, NJ\|ISELIN, NJ\|ABESCON, NJ\|CAPE MAY, NJ\|NORTHFIELD, NJ\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 15, 2011	Jul 27, 2012	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Nov 27, 2023	Nov 12, 2025	716	Firm change after gap	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 26, 2022	-589	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jan 17, 2017	-2,096	Bulk transfer	Other
E*TRADE CAPITAL MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 16, 2016	Jan 17, 2017	32	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Dec 3, 2015	Dec 9, 2015	6	Firm change	Other

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Nov 27, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 17, 2017 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 17, 2017 to Oct 14, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 9, 2015 to Dec 16, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 21, 2013 to Dec 3, 2015factForm ADV

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
Timothy J. Pepper left Charles Schwab & Co., Inc. for Strategic Advisers Llc (registered 2025-11-12)
Form ADVobserved 6 days ago