RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J• P•••••
- S•••••••• A••••••• L•• national BD currentsince Nov 12, 2025 · Philadelphia, Pa
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Nov 27, 2023 · Radnor, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 17, 2017 to Sep 7, 2023 · Philadelphia, Pa
- T• A••••••••• I••• formerJan 17, 2017 to Oct 14, 2022 · Philadelphia, Pa
- E•••••• C•••••• M••••••••• L•• formerDec 9, 2015 to Dec 16, 2016 · King Of Prussia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 21, 2013 to Dec 3, 2015 · Absecon, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 15, 2011 to Jul 27, 2012 · Philadelphia, Pa
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Nov 27, 2023, registered Nov 12, 2025 (716 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jan 17, 2017 (-2096 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to T• A••••••••• I•••left Dec 16, 2016, registered Jan 17, 2017 (32 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• C•••••• M••••••••• L••left Dec 3, 2015, registered Dec 9, 2015 (6 days) · Other
- T•••••• J• P••••• left C•••••• S••••• • C••• I••• for S•••••••• A••••••• L•• (registered 2025-11-12)Nov 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address